Securities and Exchange Commission
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sec.gov - 4 days ago
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sec.gov —
U.S. SECURITIES AND EXCHANGE COMMISSION Litigation Release No.
21312 / November 23, 2009 Securities and Exchange Commission...
v. David K. Donovan, Jr. and David R. Hinkle , Civil Action No. 08-CA-10649-RWZ (D. Mass., Complaint filed April 16, 2008) Jury ...
(more)
David K. Donovan, Jr. and David R. Hinkle: Lit. Rel. No. ...
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FT Alphaville
found this 4 days agofound this
blogs.wsj.com - 11 days ago
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blogs.wsj.com —
Wal-Mart shares seem to have finally found some
love. What with unemployment at 10.2% and projected to...
be elevated for the foreseeable future, it would seem logical to be long the giant discount retailer. But through much of the run-up since the March ...
(more)
Buffett, Soros Both Bought Wal-Mart in the Second Quarter
hf-implode.com - 13 days ago
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hf-implode.com —
It's not yet clear whether the California Public
Employees' Retirement System, better known as CalPERS, has engaged...
in the same kind of pay-to-play activities that have rocked New York state's pension systems, resulted in charges of corruption and cronyism, sparked a nationwide probe by the ...
(more)
Are CalPERS' hands clean?
ftalphaville.ft.com - 4 days ago
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ftalphaville.ft.com —
What's this? Has the SEC managed to successfully
prosecute someone for insider trading? Looks like it, according...
to Reuters: Federal securities regulators won an insider trading case when a jury in Boston ruled that a former Fidelity employee ...
(more)
SEC manages to win an insider trading case
dealbook.blogs.nytimes.com - 4 days ago
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dealbook.blogs.nytimes.com —
Peter Henning, a guest blogger for the Deal
Professor, takes a closer look at Raj Rajaratnam's defense...
against the S.E.C.'s civil lawsuit and his arguments that the wiretap evidence should be suppressed.
(more)
A Closer Look at Rajaratnam's Civil Defense
securitiesdocket.com - 12 days ago
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securitiesdocket.com —
Beazer Homes disclosed today in a Form 8-K
filed with the SEC that on November 13, 2009,...
the staff of the SEC issued a Wells notice to the Company’s CEO, Ian J. McCarthy. The Wells notice indicated that the staff intends to recommend that the Commission bring a civil action against ...
(more)
Beazer Homes Discloses Well Notice to CEO
news.yahoo.com - 5 days ago
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news.yahoo.com —
Reuters - Freddie Mac, the U.S. mortgage finance
giant, said on Monday it is seeking $595 million...
in loan payments and other funds hung up after the bankruptcy of lender Taylor, Bean & Whitaker.
(more)
Freddie says TBW-related loss may grow, files claim
...
aidwatchers.com - 6 days ago
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aidwatchers.com —
Bono thanks Commission chairman Nelson Mandela for the
Report An expert commission of African leaders today announced...
their plan for comprehensive reform of music band U2. Saying that U2’s rock had lost touch with its African roots, the commission ...
(more)
African leaders advise Bono on reform of U2
hf-implode.com - 27 days ago
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hf-implode.com —
U.S. securities investigators raised repeated concern over how
Bernard Madoff could be running an honest business, but...
never followed through on the many red flags they uncovered. Hundreds of documents released on Friday by U.S. Securities and Exchange Commission's portray an agency at times ...
(more)
Madoff documents reveal incredulous, unfocused SEC
dealbook.blogs.nytimes.com - 27 days ago
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dealbook.blogs.nytimes.com —
DealBook is summarizing the most interesting exhibits from
the S.E.C.'s Madoff report. Readers are invited to help...
us by sorting through the documents themselves and posting interesting findings in the comments.
(more)
Take a Closer Look at the S.E.C. Madoff Exhibits
prudentinvestor.blogspot.com - 23 days ago
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prudentinvestor.blogspot.com —
The EU Observer has come up with a
very good question: Why are those who caused the...
financial crisis are now consulted by the EU Commission in order to come up with a solution? I may add the question: Why are the bonus-greedy destroyers of global prosperity are still on their jobs at all? I ...
(more)
EU Commission Asks Those Banksters who Caused Crisis for ...
investwithanedge.com - 24 days ago
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investwithanedge.com —
Yesterday, November 3, 2009, marked a watershed event
for the ETF landscape. It’s the day that Schwab,...
absent from the ETF industry for past 16 years, upped the ante for any company thinking about getting into the business. Charles Schwab Investment ...
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Schwab Creates Watershed Event with Commission-Free ETFs
dealbook.blogs.nytimes.com - 23 days ago
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dealbook.blogs.nytimes.com —
The Securities and Exchange Commission on Thursday named
Richard Bookstaber, a veteran hedge fund executive whose 2007...
book predicted a financial crisis arising from financial derivatives, as a senior policy adviser.
(more)
S.E.C. Appoints Hedge Fund Veteran as Adviser
forbes.com - 22 days ago
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forbes.com —
One of these days, Congress needs to raise
the federal debt limit. As of Nov. 3, the...
debt subject to limit was $11,978 billion--and the limit is $12,104 billion. With the Treasury needing to borrow $26 billion per week to finance this fiscal year's ...
(more)
Yet Another Budget Commission?
securitiesdocket.com - 19 days ago
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securitiesdocket.com —
Luis R. Mejia, Chief Litigation Counsel of the
Division of Enforcement, will join the law firm of...
DLA Piper as a partner in the firm’s Washington, D.C., office. The SEC announced today that Mejia, who has been Chief Litigation Counsel since 2005, will join DLA Piper in December. The ...
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SEC’s Luis Mejia to Join DLA Piper in D.C.
justice.gov - 19 days ago
Antitrust Division Issues Statement on the European Commission’s Decision Regarding the Proposed ...
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justice.gov —
After conducting a careful investigation of the proposed
transaction between Oracle and Sun, the Department’s Antitrust Division...
concluded that the merger is unlikely to be anticompetitive.
(more)
Antitrust Division Issues Statement on the European ...
foreignaffairs.com - 19 days ago
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foreignaffairs.com —
The economic crisis of 2008-9 will no doubt
spawn dozens of books. Here are two good early...
ones. The Nobel Prize-winning economist Krugman has extensively revised his 1999 book, The Return of Depression Economics , which focused on the emerging-market ...
(more)
The Return of Depression Economics and the Crisis of ...
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Liberalism-Capitalism-Globalisation: JohanNorberg.Net
found this 19 days agofound this
indexuniverse.com - 19 days ago
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indexuniverse.com —
Claymore ETF Trust has registered with the Securities
and Exchange Commission to launch 10 corporate bond exchange-traded...
funds that target a range of specific maturities. They are: • Claymore Corporate Bond 2011 ETF • Claymore Corporate Bond 2012 ETF ...
(more)
Claymore Files For 10 Corporate Bond Funds









