Top Securities and Exchange Commission News, Videos, and Blogs - WallStreetBlips

SEC’s Dirty Laundry Report for April-Sept. 2009

Fri, 4 Dec 2009 16:33:56 +0000

What if you documented every bad thing that your family did during the year, every grievance you looked into, every poor decision someone in the family made, and every family rule that was broken or even allegedly broken? As I discussed here last year at this time, if you then turned that ...

bcarton posted 31 hours ago from feedproxy.google.com

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SEC Hedge Funds Probes

Thu, 3 Dec 2009 17:55:48 +0000

SEC Hedge Funds Probes SEC Increases Probes into Hedge Funds The Securities and Exchange Commission is ramping up probes into the hedge fund industry. Hedge funds are also being asked to surrender performance and trading data to the regulator. According to ABC News, The SEC ...

rich4495 posted 2 days ago from richard-wilson.blogspot.com

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SEC Steps Up Insider-Trading Probes

Wed, 2 Dec 2009 15:27:03 +0000

The Securities and Exchange Commission has sent at least three dozen subpoenas to hedge funds and brokerages within the past month in an expanding sweep of potential insider-trading violations, according to people familiar with the matter. At least some of the inquiries are focused on ...

Securities Docket found this 3 days ago on online.wsj.com

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SEC manages to win an insider trading case

Tue, 24 Nov 2009 22:56:54 +0000

What's this? Has the SEC managed to successfully prosecute someone for insider trading? Looks like it, according to Reuters: Federal securities regulators won an insider trading case when a jury in Boston ruled that a former Fidelity employee illegally profited from trading stocks that the ...

Dealbreaker found this 11 days ago on ftalphaville.ft.com

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A Closer Look at Rajaratnam's Civil Defense

Tue, 24 Nov 2009 20:00:39 +0000

Peter Henning, a guest blogger for the Deal Professor, takes a closer look at Raj Rajaratnam's defense against the S.E.C.'s civil lawsuit and his arguments that the wiretap evidence should be suppressed.

Conglomerate found this 11 days ago on dealbook.blogs.nytimes.com

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After Pay Czar Review, Bank of America Cuts Two Execs' Pay

Mon, 30 Nov 2009 15:53:00 +0000

By Marshall Eckblad Of DOW JONES NEWSWIRES NEW YORK (Dow Jones)--Bank of America Corp. (BAC), the beneficiary of more than $45 billion in taxpayer support, has cut the 2009 salaries of two key executives after the U.S. Treasury's pay czar reviewed the compensation of 13 of the Charlotte ...

footnoted.org found this 5 days ago on online.wsj.com

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David K. Donovan, Jr. and David R. Hinkle: Lit. Rel. No. 21312 / November 23, 2009

Tue, 24 Nov 2009 21:06:34 +0000

U.S. SECURITIES AND EXCHANGE COMMISSION Litigation Release No. 21312 / November 23, 2009 Securities and Exchange Commission v. David K. Donovan, Jr. and David R. Hinkle , Civil Action No. 08-CA-10649-RWZ (D. Mass., Complaint filed April 16, 2008) Jury Enters Verdict in Insider Trading Case The ...

FT Alphaville found this 11 days ago on sec.gov

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Freddie says TBW-related loss may grow, files claim (Reuters)

Tue, 24 Nov 2009 10:37:00 +0000

Reuters - Freddie Mac, the U.S. mortgage finance giant, said on Monday it is seeking $595 million in loan payments and other funds hung up after the bankruptcy of lender Taylor, Bean & Whitaker.

Newsback found this 11 days ago on news.yahoo.com

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African leaders advise Bono on reform of U2

Mon, 23 Nov 2009 07:02:15 +0000

Bono thanks Commission chairman Nelson Mandela for the Report An expert commission of African leaders today announced their plan for comprehensive reform of music band U2. Saying that U2’s rock had lost touch with its African roots, the commission called for urgent measures to halt U2’s ...

Economist's View found this 12 days ago on aidwatchers.com

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