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hf-implode.com - 3 hours ago
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hf-implode.com —
"Everyone likes to make a buck. But nobody
wants to play in a rigged casino - unless
they're one of the people who is either being kicked back profits for doing the rigging or one of the beneficiaries."
(more)
To The SEC: Prove It
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iehi
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securitiesdocket.com - 13 hours ago
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securitiesdocket.com —
Web Watch: Best Blog Posts and Columns For
the Week Ending Nov. 6, 2009 http://bit.ly/1UiYNv # FINRA:
How Well Do You Know Your Cleaning Crew? http://bit.ly/1Y7fHx # Thank You to Our Sponsors http://bit.ly/3qHefI # Former Jeffries Money Manager Indicted for Insider Trading ...
(more)
Securities Docket A.M. News Wire for 2009-11-07
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SEC Latest Blog Posts
To The SEC: Prove It
3 hours ago at IEHI Feed: The Hedge Fund Implode-o-Meter
Securities Docket A.M. News Wire for 2009-11-07
13 hours ago at Securities Docket
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securitiesdocket.com - 30 hours ago
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securitiesdocket.com —
It is still only November, but here is
your leader in the clubhouse for 2009 SEC Quote
of the Year (it comes from Enforcement Director Rob Khuzami): “There should be a moment — hopefully before you’re holding a bag of cash delivered to you by somebody codenamed ‘the Octopussy’ — that causes ...
(more)
Khuzami: 2009 SEC Quote of the Year
securitiesdocket.com - 26 hours ago
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securitiesdocket.com —
Here is the weekly summary for Securities Docket’s
Web Watch (”This Week’s Best Blog Posts and Columns”):
What Preet Bharara Spent to Get Galleon (The New York Observer) New York Observer | November 6, 2009 Preet Bharara spent some serious money to listen in on Galleon Group founder Raj ...
(more)
Web Watch: Best Blog Posts and Columns For the Week ...
securitiesdocket.com - 30 hours ago
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securitiesdocket.com —
Twitter has recently introduced a useful new “lists”
feature that allows users to make lists of feeds
in categories of their own choosing. Even if you are not actively using Twitter and do not have an account, you can still use lists to follow the updates of entire groups of people ...
(more)
Two New Twitter ‘Lists’ You Can Use
seekingalpha.com - 34 hours ago
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seekingalpha.com —
November 5, 2009 WALL STREET ROULETTE Wow! You
can t make up this much two-way action except
with a roulette wheel. For the tourists, Da Boyz got the DJIA back to 10,000 but volume was again relatively light which is mystifying. Once again shorts are ...
(more)
Friday Outlook: Wall Street Roulette
securitiesdocket.com - 37 hours ago
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securitiesdocket.com —
Octopussy and the Golden Goose http://bit.ly/2ODHk9 # AmLaw
Video: Challenges Facing the SEC http://bit.ly/3WUZZJ # SEC, DOJ
Charge "Octopussy" and Lawyers With Insider Trading http://bit.ly/2V5M7F # Mozilo's Motion to Dismiss is shot down by judge http://bit.ly/49wTcr ...
(more)
Securities Docket A.M. News Wire for 2009-11-06
securitiesdocket.com - 2 days ago
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securitiesdocket.com —
As SEC Enforcement Director Rob Khuzami said today
, “If you find yourself chewing the card of
a cell phone…something has gone terribly wrong.” Indeed. The SEC filed a huge insider trading case today against two lawyers, six Wall Street traders (including one dubbed “Octopussy”) ...
(more)
SEC, DOJ Charge “Octopussy” and Lawyers With Insider Trading
sec.gov - 2 days ago
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sec.gov —
The Securities and Exchange Commission today charged a
pair of lawyers for tipping inside information in exchange
for kickbacks as well as six Wall Street traders and a proprietary trading firm involved in a $20 million insider trading scheme.
(more)
SEC Charges Wall Street Lawyers and Traders in $20 ...
securitiesdocket.com - 2 days ago
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securitiesdocket.com —
If you are in an insider trading ring
and your ring-buddies are using a “nickname” of any
kind for you or others involved, it is all but certain that the nickname is going to be prominently mentioned when the SEC issues its press release about the case. As discussed in this post on my ...
(more)
Octopussy and the Golden Goose
securitiesdocket.com - 2 days ago
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securitiesdocket.com —
Does the SEC’s Division of Enforcement need more
power? In this “Sidebar” video from the American Lawyer,
Ralph Ferarra of Dewey & LeBoeuf tells AmLaw’s Andrew Longstreth that more power is not the answer.
(more)
AmLaw Video: Challenges Facing the SEC
securitiesdocket.com - 2 days ago
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securitiesdocket.com —
Archived Version of Nov. 4 Webcast-SEC Enforcement: Key
Developments From FY 2009 And What May Be Ahead
In FY 2010 http://bit.ly/VTZ2O # House Committee Approves Over $1 Billion in Additional Funds for SEC http://bit.ly/33t25m # SEC Sues Merge Healthcare, Former CEO and CFO, For ...
(more)
Securities Docket A.M. News Wire for 2009-11-05
247wallst.com - 2 days ago
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247wallst.com —
Updated throughout the day. The New York Yankee
victory in the World Series could help stock prices
(various) Oracle (NASDAQ:ORCL) could drop its deal to buy Sun (NASDAQ:JAVA) in the face of opposition to the deal from the EU. (Forbes) Bank of ...
(more)
Today’s Best Market Rumors (11/5/2009) ...
reuters.com - 2 days ago
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reuters.com —
Gina Keating NEW YORK/LOS ANGELES (Reuters) - A
federal judge rejected a request by Angelo Mozilo, the
former chief executive of mortgage lender Countrywide Financial Corp, to dismiss a U.S. Securities and Exchange Commission lawsuit accusing him of ...
(more)
CEO Mozilo must face SEC fraud case
securitiesdocket.com - 3 days ago
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securitiesdocket.com —
An archived version of today’s webcast (”"SEC Enforcement:
Key Developments From FY 2009 And What May Be
Ahead In FY 2010″) is now available below. In addition, the materials from the webcast can also be downloaded at the link below. Webcast Materials: “ SEC ...
(more)
Archived Version of Nov. 4 Webcast–SEC Enforcement: Key ...
securitiesdocket.com - 3 days ago
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securitiesdocket.com —
The House Financial Services Committee today approved more
than $1 billion in additional funds annually over five
years to the SEC. MarketWatch reports that such an increase would represent a doubling of the agency’s funding. In addition to raising its funding, the approved legislation ...
(more)
House Committee Approves Over $1 Billion in Additional ...
securitiesdocket.com - 3 days ago
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securitiesdocket.com —
The SEC announced today that it has charged
Merge Healthcare Inc. and two former senior executives for
their roles in an accounting fraud that ultimately caused the company’s stock price to drop by two-thirds during a seven-month period. The SEC alleges that the company’s ...
(more)
SEC Sues Merge Healthcare, Former CEO and CFO, For ...
securitiesdocket.com - 3 days ago
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securitiesdocket.com —
The presentation materials for today’s webcast (2 pm
Eastern) entitled “ SEC Enforcement: Key Developments From FY
2009 And What May Be Ahead In FY 2010 ” are now available here. Please visit the link below to download the presentation. Webcast Materials: “ SEC ...
(more)
Today’s Webcast (Nov. 4) – Materials Available Here for ...
securitiesdocket.com - 3 days ago
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securitiesdocket.com —
On Monday, the Fifth Circuit heard oral arguments
in the clawback case initiated by the receiver of
Stanford International Bank, Ralph Janvey. The AmLaw Litigation Daily reports that Janvey is seeking to recover the principal certain investors withdrew from Stanford shortly before the alleged ...
(more)
Fifth Circuit Questions Stanford Trustee’s Standing to ...
securitiesdocket.com - 3 days ago
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securitiesdocket.com —
Hedge Fund Counsel to Lead SEC's New York
Examinations Group http://bit.ly/Tp1fM # Madoff Report Exhibit List: Now
in Usable Form! http://bit.ly/2lL6MU # November 9 Webcast: OTC Derivatives and Structured Products in the New Economy http://bit.ly/3aQN8f # Madoff Auditor Friehling ...
(more)
Securities Docket A.M. News Wire for 2009-11-04
