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SEC - Last 30 Days
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baselinescenario.com - 26 days ago
The Too Big to Fail, Too Big to Exist Act of 2009
— baselinescenario.com — A BILL To address the concept of ‘‘Too Big To Fail’’ with respect to certain financial entities.... 1 Be it enacted by the Senate and House of Representa- 2 tives of the United States of America in Congress assembled, 3 SECTION 1. SHORT TITLE. 4 This Act may be cited as the ‘‘Too ... (more) The Too Big to Fail, Too Big to Exist Act of 2009

Comments vote down jamesykwak jamesykwak posted 26 days agoposted this
sec.gov - 10 days ago
David K. Donovan, Jr. and David R. Hinkle: Lit. Rel. No. 21312 / November 23, 2009
— sec.gov — U.S. SECURITIES AND EXCHANGE COMMISSION Litigation Release No. 21312 / November 23, 2009 Securities and Exchange Commission... v. David K. Donovan, Jr. and David R. Hinkle , Civil Action No. 08-CA-10649-RWZ (D. Mass., Complaint filed April 16, 2008) Jury ... (more) David K. Donovan, Jr. and David R. Hinkle: Lit. Rel. No. ...

Comments vote down FT Alphaville found this 10 days agofound this

SEC Latest Blog Posts

Securities Docket A.M. News Wire for 2009-12-05
8 hours ago at Securities Docket
US Prices Capital One Financial Warrants
15 hours ago at Stockerblog - The Stock Market Blog
State regulator: Jury still out on SEC post-Madoff
22 hours ago at Newsback
ETF Filings: Vanguard Goes Active, Direxion Files For Four More
24 hours ago at Daily Markets
secwatch.com - 24 days ago
SEC Filings and Insider Trading Simplified - SEC Watch
— secwatch.com — LATEST COMMENTS ON ALL FILINGS tariq commented on AUTOZONE INC 10-K filing - Filed 2009-10-26 agreed to... ESL's request to adjust Debt/EBITDAR upwards. -Company tariq commented on AUTOZONE INC 10-K filing - Filed 2009-10-26 using derivatives for cash ... (more) SEC Filings and Insider Trading Simplified - SEC Watch

Comments vote down footnoted.org found this 24 days agofound this
sec.gov - 22 days ago
SEC Charges Madoff Computer Programmers; 2009-243; Nov. 13, 2009
— sec.gov — FOR IMMEDIATE RELEASE 2009-243 Washington, D.C., Nov. 13, 2009— The Securities and Exchange Commission today charged two... computer programmers for their role in helping convicted Ponzi schemer Bernard L. Madoff cover up the fraud at Bernard L. Madoff ... (more) SEC Charges Madoff Computer Programmers; 2009-243; Nov. ...

Comments vote down DealBook found this 22 days agofound this
reuters.com - 30 days ago
CEO Mozilo must face SEC fraud case
— reuters.com — Gina Keating NEW YORK/LOS ANGELES (Reuters) - A federal judge rejected a request by Angelo Mozilo, the... former chief executive of mortgage lender Countrywide Financial Corp, to dismiss a U.S. Securities and Exchange Commission lawsuit accusing him of ... (more) CEO Mozilo must face SEC fraud case

Comments vote down Dealbreaker found this 30 days agofound this
SEC Charges Wall Street Lawyers and Traders in $20 Million Insider Trading Scheme
sec.gov - 30 days ago
SEC Charges Wall Street Lawyers and Traders in $20 Million Insider Trading Scheme
— sec.gov — The Securities and Exchange Commission today charged a pair of lawyers for tipping inside information in exchange... for kickbacks as well as six Wall Street traders and a proprietary trading firm involved in a $20 million insider trading scheme. (more) SEC Charges Wall Street Lawyers and Traders in $20 ...

Comments vote down FT Alphaville found this 30 days agofound this
creditwritedowns.com - 26 days ago
Rick Bookstaber to join SEC
— creditwritedowns.com — For those of interested in seeing more robust and knowledgeable regulators in government service, the recent news... that Rick Bookstaber is joining the SEC is quite welcome. While I disagree vigorously with much of recent economic policy, I view the ... (more) Rick Bookstaber to join SEC

Comments vote down naked capitalism found this 26 days agofound this
thebigmoney.com - 19 days ago
Subprime Justice
— thebigmoney.com — We know what you’re thinking: Why isn’t anyone in jail? By the summer of last year, it... was clear that the subprime housing market was a catastrophe. Junk mortgages had been offered to janitors or day-care-center operators, and financial institutions ... (more) Subprime Justice

Comments vote down Abnormal Returns found this 19 days agofound this
President Obama Establishes Interagency Financial Fraud Enforcement Task Force
sec.gov - 18 days ago
President Obama Establishes Interagency Financial Fraud Enforcement Task Force
— sec.gov — Attorney General Eric Holder, Treasury Secretary Tim Geithner, Housing and Urban Development (HUD) Secretary Shaun Donovan, and... Securities and Exchange Commission (SEC) Chairwoman Mary Schapiro today announced that President Barack Obama has ... (more) President Obama Establishes Interagency Financial Fraud ...

Comments vote down Securities Docket found this 18 days agofound this
Post-Lehman Deja Vu As T-Bill Yields Turn Negative
zerohedge.com - 15 days ago
Post-Lehman Deja Vu As T-Bill Yields Turn Negative
— zerohedge.com — The last time Bill yields turned negative (in essence investors paying the Government to hold their money... for them) was in the days after the Lehman bankruptcy, when the entire world was about to blow up. So why did Bill yield for January maturity ... (more) Post-Lehman Deja Vu As T-Bill Yields Turn Negative

Comments vote down Bear Mountain Bull found this 15 days agofound this
money.cnn.com - 4 days ago
Follow the money: Bailout tracker - CNNMoney.com
— money.cnn.com — Copyright © 2009 BigCharts.com Inc. All rights reserved. Please see our Terms of Use . MarketWatch, the... MarketWatch logo, and BigCharts are registered trademarks of MarketWatch, Inc. Intraday data provided by Interactive Data Real-Time Services and ... (more) Follow the money: Bailout tracker - CNNMoney.com

Comments vote down IEHI Feed: The Hedge Fund Implode-o-Meter found this 4 days agofound this
Friday Outlook: Wall Street Roulette
seekingalpha.com - 29 days ago
Friday Outlook: Wall Street Roulette
— seekingalpha.com — November 5, 2009 WALL STREET ROULETTE Wow! You can t make up this much two-way action except... with a roulette wheel. For the tourists, Da Boyz got the DJIA back to 10,000 but volume was again relatively light which is mystifying. Once again shorts are ... (more) Friday Outlook: Wall Street Roulette

Comments vote down Phil’s Stock World found this 29 days agofound this
December 8 Webcast: Investigations, Accounting Fraud, and Related Economic Damages
securitiesdocket.com - 10 days ago
December 8 Webcast: Investigations, Accounting Fraud, and Related Economic Damages
— securitiesdocket.com — A panel of legal and financial experts will discuss emerging trends in investigations, accounting fraud, and related... damage considerations. The discussion will cover topics such as: legal definitions of fraud, types of damages associated with fraud claims, detection of accounting fraud, and ... (more) December 8 Webcast: Investigations, Accounting Fraud, ...

Comments vote down bcarton bcarton posted 10 days agoposted this
Securities Docket A.M. News Wire for 2009-11-25
securitiesdocket.com - 10 days ago
Securities Docket A.M. News Wire for 2009-11-25
— securitiesdocket.com — Corporation Under Criminal Probe May Ethically Retain Counsel for Employees http://bit.ly/8xXSAP # Is The SEC Intercepting Your... Instant Messages? http://bit.ly/5M6iVI # SEC Wins One, Loses One in Insider Trading Trial http://bit.ly/5iXsRc # BusinessCenter.TV Video: Ohio Files Suit ... (more) Securities Docket A.M. News Wire for 2009-11-25

Comments vote down bcarton bcarton posted 10 days agoposted this
Securities Docket A.M. News Wire for 2009-11-27
securitiesdocket.com - 8 days ago
Securities Docket A.M. News Wire for 2009-11-27
— securitiesdocket.com — India's Satyam fraud trial to begin soon http://bit.ly/69e2H6 # Reserve Primary Fund Debacle Nears Resolution as Court... OKs SEC Plan http://bit.ly/5TLza8 # Ex-Satyam boss to face trial as fraud widens http://bit.ly/7sCWld # Securities Fraud Suits Resurface http://bit.ly/4zBzsc # ... (more) Securities Docket A.M. News Wire for 2009-11-27

Comments vote down bcarton bcarton posted 8 days agoposted this
SEC Wins One, Loses One in Insider Trading Trial
securitiesdocket.com - 10 days ago
SEC Wins One, Loses One in Insider Trading Trial
— securitiesdocket.com — The SEC announced today that following a seven-day trial, a federal jury in Boston found in favor... of the SEC and against a former Fidelity Investments trader, David K. Donovan, on charges of insider trading. The jury returned its verdict on Friday, November 20, 2009. It found that Donovan ... (more) SEC Wins One, Loses One in Insider Trading Trial

Comments vote down bcarton bcarton posted 10 days agoposted this
Securities Docket A.M. News Wire for 2009-11-26
securitiesdocket.com - 9 days ago
Securities Docket A.M. News Wire for 2009-11-26
— securitiesdocket.com — UBS, E&Y Face Madoff-Related Lawsuits in Luxembourg http://bit.ly/5E4ymh # December 8 Webcast: Investigations, Accounting Fraud, and Related... Economic Damages http://bit.ly/5OTVo8 # December 2 Webcast: Causes and Economic Consequences of Merger & Acquisition Disputes  ... (more) Securities Docket A.M. News Wire for 2009-11-26

Comments vote down bcarton bcarton posted 9 days agoposted this
Be Careful Telling Therapist About Insider Trading
securitiesdocket.com - 15 days ago
Be Careful Telling Therapist About Insider Trading
— securitiesdocket.com — Who knew? It turns out that sometimes, your comments to your therapist about insider trading will wind... up in the hands of the U.S. Senate and sent to the SEC. Full details are available in this post on my Enforcement Action blog over at Compliance Week. (more) Be Careful Telling Therapist About Insider Trading

Comments vote down bcarton bcarton posted 15 days agoposted this
Securities Docket A.M. News Wire for 2009-11-28
securitiesdocket.com - 7 days ago
Securities Docket A.M. News Wire for 2009-11-28
— securitiesdocket.com — Court Adopts SEC's Plan for Fund that 'Broke the Buck' http://bit.ly/88yXIU # Tokyo: Top Prudential salesman nabbed... over insider trading http://bit.ly/7aRRMs # French regulators end EADS insider trading hearings, verdict before holidays http://bit.ly/4DY0Eg # Italian ... (more) Securities Docket A.M. News Wire for 2009-11-28

Comments vote down bcarton bcarton posted 7 days agoposted this
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