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securitiesdocket.com - 22 hours ago
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securitiesdocket.com —
Former Vivendi boss rejects fraud claims http://bit.ly/6jAY3L #
Web Watch: Best Blog Posts and Columns For the
Week Ending Nov. 20, 2009 http://bit.ly/4HmhBF # Ohio AG: Rating Suit Not Meant To Be Class-Action http://bit.ly/54cfx3 # Ohio Pension Funds Sue Credit Rating Agencies ...
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Securities Docket A.M. News Wire for 2009-11-21
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securitiesdocket.com - 36 hours ago
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securitiesdocket.com —
Here is the weekly summary for Securities Docket’s
Web Watch (”This Week’s Best Blog Posts and Columns”):
A rip-off far worse than Madoff’s (Lawrence W. Schonbrun, LA Daily News) LA Daily News | November 20, 2009 What would you think of a legal system in which someone burglarizes ...
(more)
Web Watch: Best Blog Posts and Columns For the Week ...
securitiesdocket.com - 41 hours ago
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securitiesdocket.com —
The credit rating agencies have been bulletproof from
litigation for years, but new attacks keep coming. Today,
Reuters reports, Ohio’s AG sued Standard & Poor’s, Moody’s and Fitch Ratings, claiming that they provided misleading credit ratings that led to hundreds of millions of losses ...
(more)
Ohio Pension Funds Sue Credit Rating Agencies
securitiesdocket.com - 41 hours ago
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securitiesdocket.com —
In the UK, Margaret Cole (pictured), the head
of enforcement and financial crime for the FSA, told
the British Bankers Association in a speech yesterday that senior management at companies must take “clear responsibility” for managing financial crime risks and that the FSA would demand ...
(more)
FSA Seeks to Become ‘Heavyweight Criminal Prosecutor’
securitiesdocket.com - 42 hours ago
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securitiesdocket.com —
Who knew? It turns out that sometimes, your
comments to your therapist about insider trading will wind
up in the hands of the U.S. Senate and sent to the SEC. Full details are available in this post on my Enforcement Action blog over at Compliance Week.
(more)
Be Careful Telling Therapist About Insider Trading
securitiesdocket.com - 46 hours ago
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securitiesdocket.com —
Former McKesson Chairman McCall Convicted of Securities Fraud
http://bit.ly/40YVVg # Denis McInerney of Davis Polk Selected as
Chief of DOJ Fraud Section http://bit.ly/3ElOEH # Informant says Galleon tips came from Asia http://bit.ly/G4mLK # FOX Business Video: Analyzing the ...
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Securities Docket A.M. News Wire for Nov. 20, 2009
securitiesdocket.com - 46 hours ago
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securitiesdocket.com —
Former McKesson Chairman McCall Convicted of Securities Fraud
http://bit.ly/40YVVg # Denis McInerney of Davis Polk Selected as
Chief of DOJ Fraud Section http://bit.ly/3ElOEH # Informant says Galleon tips came from Asia http://bit.ly/G4mLK # FOX Business Video: Analyzing the ...
(more)
Securities Docket A.M. News Wire for 2009-11-20
securitiesdocket.com - 46 hours ago
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securitiesdocket.com —
Thank you to Securities Docket website sponsors Alvarez
& Marsal, Daylight Forensic & Advisory, FTI Consulting and
FAILSAFE CPA. Interested in becoming a Securities Docket sponsor? Click here. For 25 years, Alvarez & Marsal has set the standard for working with ...
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Thank You to Our Sponsors
securitiesdocket.com - 2 days ago
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securitiesdocket.com —
Charles McCall, former chairman of McKesson Corp., was
was convicted today on charges of securities fraud and
circumventing accounting rules. He was also acquitted of falsifying records. Bloomberg reports that former McKesson General Counsel Jay Lapine was found not guilty of three charges. ...
(more)
Former McKesson Chairman McCall Convicted of Securities ...
securitiesdocket.com - 2 days ago
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securitiesdocket.com —
Denis J. McInerney of law firm Davis Polk
& Wardwell LLP has been selected to serve as
the next Chief of the DOJ’s fraud section. Dow Jones Newswires reports that McInerney, a former prosecutor in the U.S. Attorney’s office in the SDNY from 1989 to 1994, will not officially be ...
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Denis McInerney of Davis Polk Selected as Chief of DOJ ...
feedproxy.google.com - 2 days ago
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feedproxy.google.com —
John Hueston, a former prosecutor now a partner
at Irell & Manella, argues that the new federal
task force merely repackages old initiatives, and that rebuilding the FBI will have far greater impact. Watch the latest business video at FOXBusiness.com
(more)
FOX Business Video: Analyzing the Financial Fraud Task Force
securitiesdocket.com - 2 days ago
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securitiesdocket.com —
Wells Fargo Settles Auction-Rate Case http://bit.ly/1ddhEE # Germany:
Deutsche Bank's Ex-Chief Faces Fraud Case http://bit.ly/a8rBu # New
Link to Top Galleon Exec in Insider-Trading Case http://bit.ly/2M6UWB # Australia: Meltdown Follows ASIC Loss in Rich Case ...
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Securities Docket A.M. News Wire for 2009-11-19
securitiesdocket.com - 3 days ago
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securitiesdocket.com —
In Australia, the financial press is in an
all-out frenzy following the bitter loss by its country’s
regulator, the Australian Securities and Investments Commission (ASIC), in an 8-year-old case against Jodee Rich. The loss has been described as a “ crushing defeat ” and a ...
(more)
Australia: Meltdown Follows ASIC Loss in Rich Case
securitiesdocket.com - 3 days ago
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securitiesdocket.com —
U.S. Judge Denny Chin (SDNY) has granted a
motion filed by plaintiffs in the securities class action
against Bank of America to partially lift the discovery stay in the case. The court’s ruling will provide the plaintiffs with access to documents BofA has already provided to Congress ...
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BofA Plaintiffs Granted Access to Documents Provided to ...
securitiesdocket.com - 3 days ago
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securitiesdocket.com —
On August 25, 2009, we wrote here about
the SEC’s new “ SEC_Actions ” Twitter feed dedicated
to announcing SEC cases in a timely fashion. Since September 30, however, that feed has been silent. Why? I posed that question to the SEC, and full details are available in this ...
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SEC’s “SEC_Actions” Twitter Feed Out-of-Focus
