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securitiesdocket.com - 11/4/2009

Securities Docket A.M. News Wire for 2009-11-04

— securitiesdocket.com — Hedge Fund Counsel to Lead SEC's New York Examinations Group http://bit.ly/Tp1fM # Madoff Report Exhibit List: Now... in Usable Form! http://bit.ly/2lL6MU # November 9 Webcast: OTC Derivatives and Structured Products in the New Economy http://bit.ly/3aQN8f # Madoff Auditor Friehling ... (more) Securities Docket A.M. News Wire for 2009-11-04

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Between the Hedges:  Wednesday Watch

DealBook:  S.E.C. Taps Hedge Fund Counsel to Lead Unit

Dealbreaker:  Opening Bell: 11.04.09

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The Joe Kennedy strategy lives! RT @SecuritiesD: Hedge Fund Counsel to Lead SEC's New York Examinations Group http://bit.ly/Tp1fM 11/4/2009

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Wednesday Watch
Between the Hedges — ... , but some boutique firms are also getting a slice of the action. Large banks such as Goldman Sachs Group Inc. and Barclays Capital and smaller firms such as Evercore Partners have advised on deals this month. - The Securities and Exchange Commission has recruited Norm Champ, general counsel to a multibillion-dollar hedge fund, to lead its New York examinations group. For the past 10 years, Mr. Champ has run the compliance office for Chilton Investment Co., an adviser with $5 billion in assets under management. - ...

S.E.C. Taps Hedge Fund Counsel to Lead Unit
DealBook — ... a university lecturer, and as a policy thinker,” George S. Canellos, director of the S.E.C.’s New York regional office, said in a statement. “I look forward to working with the staff to administer examinations of registered investment advisers and investment companies,” Mr. Champ said. “The mission of educating registrants and finding any fraud is vital to the proper functioning of the U.S. securities markets and the confidence of investors.” Go to Article from HedgeCo.net » Go to Article from The Wall Street Journal » Go to Press Release from the S.E.C. » ...

Opening Bell: 11.04.09
Dealbreaker — ... Raj-Raj's direct interests and stakes on the island held through Galleon won't be affected by the liquidation of the hedge-fund firm following criminal and civil probes. 'Osama' Funding Appeals as U.S. Independent Filmmakers Hurt (Bloomberg) "Look, I mean if Osama bin Laden gave me money to film I'd take it," he said in a phone interview from Singapore. "It's always difficult for a filmmaker and particularly in these economically troubled times." Hedge Fund Counsel to Lead SEC's New York Examinations Group (WSJ) Norm Champ ran the compliance ...