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bcarton posted by bcarton vote down flag
securitiesdocket.com - 20 days ago
Khuzami: 2009 SEC Quote of the Year
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It is still only November, but here is your leader in the clubhouse for 2009 SEC Quote of the Year (it comes from Enforcement Director Rob Khuzami): “There should be a moment — hopefully before you’re holding a bag of cash delivered to you by somebody codenamed ‘the Octopussy’ — that causes ...
The SEC’s massive Friday night dump…
footnoted.org - 23 days ago
The SEC’s massive Friday night dump…
— footnoted.org — By now, you’ve probably heard or read about the massive document dump that the SEC unleashed on... Friday night: 536 exhibits related to the Bernie Madoff case. Reading all of these — even figuring out which ones are worth reading — ... (more) The SEC’s massive Friday night dump…

Comments vote down Securities Docket found this 23 days agofound this
Securities Docket A.M. News Wire for 2009-11-13
securitiesdocket.com - 13 days ago
Securities Docket A.M. News Wire for 2009-11-13
— securitiesdocket.com — Inside Trading Becomes 'Systemic' at Hedge Funds, Khuzami Says http://bit.ly/1JYYi4 # Ex-Tyco director settles NJ lawsuit for... $5.6 million http://bit.ly/2NWtJS # SEC's Khuzami: Enforcers To Use Undercover Techniques http://bit.ly/4l1LjW # SEC expects to proceed with Bear Stearns ... (more) Securities Docket A.M. News Wire for 2009-11-13

Comments vote down bcarton bcarton posted 13 days agoposted this
SEC Files First “Reg G” Enforcement Action
securitiesdocket.com - 14 days ago
SEC Files First “Reg G” Enforcement Action
— securitiesdocket.com — The SEC filed a case today against SafeNet, Inc., its former CEO and CFO, and three former... SafeNet accountants. The SEC alleges that during the period from the fourth quarter of 2000 through May 2006, SafeNet engaged in two fraudulent schemes — one involving the backdating of options and the ... (more) SEC Files First “Reg G” Enforcement Action

Comments vote down bcarton bcarton posted 14 days agoposted this
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