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November 4 Webcast — SEC Enforcement: Key Developments From FY 2009 and What May Be Ahead in FY 2010
securitiesdocket.com - 11/2/2009
November 4 Webcast — SEC Enforcement: Key Developments From FY 2009 and What May Be Ahead in FY 2010
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2009 has ushered in a host of changes at the SEC, especially within the Division of Enforcement, which has been the subject of harsh criticism from the media, Congress, and its own inspector general in the wake of the subprime credit market meltdown and the Madoff scandal. Under the leadership ...
SEC Enforcement Busy in First 9 Months of ‘09
securitiesdocket.com - 10/27/2009
SEC Enforcement Busy in First 9 Months of ‘09
— securitiesdocket.com — In her speech today entitled “ The Road to Investor Confidence ” at the SIFMA Annual Conference,... SEC Chairman Mary Schapiro provided some interesting Enforcement-related statistics for January-September 2009. The statistics indicate that the SEC has been quite busy this year as ... (more) SEC Enforcement Busy in First 9 Months of ‘09

Comments vote down bcarton bcarton posted 10/27/2009posted this
Today’s Webcast (Nov. 4) – Materials Available Here for “SEC Enforcement: Key Developments From FY 2009 And What May Be Ahead In FY 2010″
securitiesdocket.com - 11/4/2009
Today’s Webcast (Nov. 4) – Materials Available Here for “SEC Enforcement: Key Developments From ...
— securitiesdocket.com — The presentation materials for today’s webcast (2 pm Eastern) entitled “ SEC Enforcement: Key Developments From FY... 2009 And What May Be Ahead In FY 2010 ” are now available here. Please visit the link below to download the presentation. Webcast Materials: “ SEC ... (more) Today’s Webcast (Nov. 4) – Materials Available Here for ...

Comments vote down bcarton bcarton posted 11/4/2009posted this
Archived Version of Nov. 4 Webcast–SEC Enforcement: Key Developments From FY 2009 And What May Be Ahead In FY 2010
securitiesdocket.com - 11/4/2009
Archived Version of Nov. 4 Webcast–SEC Enforcement: Key Developments From FY 2009 And What May ...
— securitiesdocket.com — An archived version of today’s webcast (”"SEC Enforcement: Key Developments From FY 2009 And What May Be... Ahead In FY 2010″) is now available below. In addition, the materials from the webcast can also be downloaded at the link below. Webcast Materials: “ SEC ... (more) Archived Version of Nov. 4 Webcast–SEC Enforcement: Key ...

Comments vote down bcarton bcarton posted 11/4/2009posted this
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