sec.gov - 4/14/2009
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FOR IMMEDIATE RELEASE 2009-78 Washington, D.C., April 13, 2009— Securities and Exchange Commission Chairman Mary L. Schapiro today announced that former SEC official Meredith B. Cross will return to the agency as its new Director of the Division of Corporation Finance. Ms. Cross will come to the ...
ft.com - 4/14/2009
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ft.com —
The Securities and Exchange Commission is reviewing whether
Bank of America broke the law by not telling...
shareholders about Merrill Lynch’s plan to pay out $3.6bn in bonuses before they voted for a government-backed merger of the two banks. Merrill ...
(more)
FT.com / Companies / Banks - SEC to review whether BofA ...
turnerradionetwork.blogspot.com - 4/21/2009
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turnerradionetwork.blogspot.com —
North Bergen, NJ -- This afternoon at around
3:00 PM eastern US time, Turner Radio Network (TRN)...
received a call from John Polesi at the U.S. Securities & Exchange Commission in Washington, DC.Mr. Polise asked about our story concerning the "stress ...
(more)
U.S. Securities & Exchange Commission calls TRN about ...
online.wsj.com - 4/9/2009
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online.wsj.com —
JAMES FREEMAN The Obama administration wants to regulate
venture capital firms to prevent systemic risks. Silicon Valley...
residents are scratching their heads and asking: What risks? The rest of us should ask why Washington is targeting a jewel of the ...
(more)
Opinion: Silicon Valley a Systemic Risk?
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S.E.C. Appoints Corporate Finance Head
DealBook —
... role as the agency considers important issues such as a plan to give shareholders access to annual corporate ballots for directors and improving the quality of corporate disclosures in regulatory filings. The corporation finance division oversees disclosures made by more than 12,500 public companies. Ms. Cross has an undergraduate degree from Duke University and a law degree from Vanderbilt University Law School. Go to Article from The Associated Press via The New York Times » Go to S.E.C. Press Release »
Meredith Cross Returns to SEC as New Director of Corporation Finance
Securities Docket —
The SEC announced yesterday that former SEC official Meredith B. Cross will return to the agency as its new Director of the Division of Corporation Finance. Cross returns to the SEC from the Washington D.C. office of law firm WilmerHale, where she is currently a partner in the Corporate Practice Group.
Cross previously worked at the SEC for several years in the 1990s, where she served as the Deputy Director in the Division of Corporation Finance.
Read the SEC press release ...
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Meredith Cross Returns to SEC as New Director of Corporation Finance
securitiesdocket.com 4/14/2009 — The SEC announced yesterday that former SEC official Meredith B. Cross will return to the agency as its new Director of the Division of Corporation Finance. Cross returns to the SEC from the Washington D.C. office of law firm WilmerHale, where she is currently a partner in the Corporate ...
Specialization Key to SEC Enforcement Division Overhaul
securitiesdocket.com 5/5/2009 — by Bruce Carton
In a column last month, I noted the arrival of a new Securities and Exchange Commission enforcement director, Robert Khuzami (pictured below). I suggested that Khuzami had to hit the ground running and discussed the flood of suggestions from within the SEC and from the outside ...
How the New SEC Enforcement Director Can Help Restore Investor Confidence
securitiesdocket.com 4/14/2009 — by Bruce Carton
Robert Khuzami began his new job as director of the Enforcement Division at the Securities and Exchange Commission on March 30. His arrival marks the first change in leadership for the Enforcement Division since 200
Khuzami joins the SEC from Deutsche Bank AG in New York, ...
Today’s Testimony of SEC Chairman Mary Schapiro Before Senate Subcommittee
securitiesdocket.com 6/2/2009 — Today, SEC Chairman Mary Schapiro testifies before the U.S. Senate Committee on Appropriations’ Subcommittee on Financial Services and General Government. A copy of her prepared testimony is available here. Key sections of her testimony are laid out below:
»»REINVIGORATING SEC ...
SEC Heal Thyself: Compliance Program Revamped
securitiesdocket.com 6/9/2009 — The Securities and Exchange Commission just hasn’t had enough bad news recently, so last month the media piled on even more: a probe of insider-trading allegedly going on inside the SEC.
Specifically, the agency’s inspector general has found evidence of “suspicious activity, appearances of ...
SEC Warns Investors and Financial Firms of Government Impersonators
sec.gov 3/2/2009 — The Securities and Exchange Commission today is warning investors and financial services firms about con-artists who may use the names of actual SEC employees to mislead potential victims. The agency also is providing information to help potential ...
SEC looks to reassure investors
(Reuters)
news.yahoo.com 2/8/2009 — Reuters - Securities and Exchange Commission officials looked to reassure investors on Friday that they would reinvigorate the agency's policing of Wall Street, improve the quality of credit ratings and said they expect to bring more cases against ...
The SEC
blogmaverick.com 11/30/2008 — First let me say that this has nothing to do with me, but given my interest in all things financial and the government during this financial crisis, I read with interest the Office of Inspector General’s Report to Congress regarding the SEC.
...
SEC Self-Funding: The Time Has Come
feedproxy.google.com 9/9/2009 — B. Carton
As I argued in this column last month, the Securities and Exchange Commission budget has been well below where it should be for several years. This shortfall has caused the SEC to suffer a 10 percent reduction in staff and a cut of more than 50 percent in its new technology ...
Dethroning the Dollar, Continued —
The Big Money 4/10/2009
Our coverage of China's proposal for an IMF backed super-sovereign currency generated a fair amount of interest earlier this week; here’s a quick update. In addition to pledging a $500 billion dollar boost to the IMF, the G20 announced that it ...
MEMC To Cut 200 Jobs In Korean Unit —
BARRONS.com: Tech Trader Daily 4/14/2009
MEMC Electronic Materials (WFR) disclosed in an SEC filing today that it plans to cut 200 jobs at its MEMC Korea unit. The cuts are in addition to 200 cuts disclosed earlier this month that targeted its facilities at St. Peters, Missouri, and ...
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