sec.gov - 2/19/2009
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FOR IMMEDIATE RELEASE 2009-31 Washington, D.C., Feb. 19, 2009— Securities and Exchange Commission Chairman Mary L. Schapiro announced today that former federal prosecutor Robert Khuzami has been named Director of the Division of Enforcement. Previously, Mr. Khuzami served as a federal prosecutor ...
bloomberg.com - 2/18/2009
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bloomberg.com —
Feb. 18 (Bloomberg) -- As R. Allen Stanford
assured clients last week that U.S. investigators were conducting...
“routine examinations” of his Texas investment advisory firm, a lawyer for his company’s Antigua affiliate was backing out. The 58-year-old ...
(more)
Stanford Attorney’s Withdrawal ‘Screams Fraud,” Spurred SEC
portfolio.com - 2/13/2009
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portfolio.com —
F ederal prosecutors have opened a criminal investigation
related to possible insider trading in Microsoft stock by...
Pequot Capital Management, the hedge fund run by Arthur Samberg, the transcript of a recent court hearing shows. The U.S. Attorney's ...
(more)
Criminal Probe in Pequot Case
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Robert Khuzami Named Director of SEC’s Enforcement Division
Securities Docket —
... Counsel for the Americas at Deutsche Bank AG.
In today’s announcement, Mr. Khuzami stated that
As head of the SEC’s Division of Enforcement, the staff and I will relentlessly pursue and bring to justice those whose misconduct infects our markets, corrodes investor confidence and has caused so much financial suffering. I am honored to join Chairman Schapiro, the Commissioners and the dedicated SEC staff in this critical effort.
Read the SEC’s announcement ...
S.E.C. Names New Enforcement Director
DealBook —
The Securities and Exchange Commission has a new top cop and he is coming directly from the bowels of Wall Street. Robert Khuzami, Deutsche Bank’s general counsel for the Americas, has been named director of the S.E.C.’s Division of Enforcement. Mr. Khuzami replaces Linda Chatman Thomsen, who resigned earlier this month amid blistering criticism from lawmakers that her office failed to protect investors. She was recently taken to task by Congress for overlooking years of tips that the now-disgraced financer Bernard L. Madoff was running a Ponzi scheme. The S.E.C. is touting Mr. Khuzami’s experience in battling white-collar crime as ...
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Khuzami? No Khuzami?
securitiesdocket.com 2/16/2009 — According to Google News, the name “Khuzami” has not appeared in a single article since February 11. So, first of all, let me break the ice and be the first in 5 days to say “Khuzami!”
Second, what is going on with the SEC Enforcement Director position? On February 9, ...