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etftrends.com - 3/14/2009

What’s the Beef with Leveraged ETFs?

— etftrends.com — Leveraged exchange traded funds (ETFs) have seen a lot of popularity and garnered a lot of attention... with the recent market decline. These ETFs have the ability to be two to three times long or short the market; all wrapped up in a single tradeable ... (more) What’s the Beef with Leveraged ETFs?

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securitiesdocket.com - 3/11/2009

Transcript: March 11, 2009 Prepared Testimony of SEC Chairman Mary Schapiro Before House ...

— securitiesdocket.com — Normal 0 false false false MicrosoftInternetExplorer4 <! st1\:*{behavior:url(#ieooui) } --> <! /* Style Definitions */ table.MsoNormalTable {mso-style-name:"Table... Normal"; mso-tstyle-rowband-size:0; mso-tstyle-colband-size:0; mso-style-noshow:yes; ... (more) Transcript: March 11, 2009 Prepared Testimony of SEC ...

Government

Financial Crisis

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sec.gov - 3/2/2009

SEC Warns Investors and Financial Firms of Government Impersonators

— sec.gov — The Securities and Exchange Commission today is warning investors and financial services firms about con-artists who may... use the names of actual SEC employees to mislead potential victims. The agency also is providing information to help potential ... (more) SEC Warns Investors and Financial Firms of Government ...

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SEC

Financial Crisis

Securities and Exchange Commission

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A female Bernie Madoff?
BloggingStocks — ... According to the press release, "The SEC alleges that Jenkins lied to the SEC staff about the existence of the invented client and furnished the SEC staff with bogus documents in 2008, including fake account statements that she created." ...

S.E.C. Says Money Manager Invented Big Accounts
DealBook — U.S. regulators charged a money manager with fabricating several large client accounts in order to lure legitimate investors, the Securities and Exchange Commission said on Monday. The S.E.C. alleged that Leila Jenkins and her firm, Locke Capital Management , invented large advisory client accounts purportedly based in Switzerland and repeatedly claimed the accounts contained more than $1 billion in assets that she managed, Reuters said. Ms. Jenkins lied about the accounts’ existence to investors and S.E.C. staff and provided the S.E.C. with “bogus” documents in 2008 such as fake account statements that she created, the S.E.C. said. ...