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Quants Did It?
Scientific American says quants need to learn more economics and history before deploying their mathematical tools: After the Crash, SciAm : If Hollywood makes a movie about the worst financial crisis since the Great Depression, a basement room in a government building in Washington ...
The SEC
blogmaverick.com — I wish I could say more, but I will have to leave it to this, and let... the judicial process do its job. November 17, 2008 RE: SEC Civil Action in the United States District for the Northern District of Texas, Dallas Division Mark Cuban today ... (more) The SEC
SEC P2
blogmaverick.com — November 18, 2008 On behalf of Mark Cuban RE: SEC Civil Action in the United States District... for the Northern District of Texas, Dallas Division The SEC knows their case centers on one telephone conversation between two individuals- 4 ... (more) SEC P2
SEC Files Insider Trading Charges Against Mark Cuban
sec.gov — The Securities and Exchange Commission today charged Dallas entrepreneur Mark Cuban with insider trading for selling 600,000... shares of the stock of an Internet search engine company on the basis of material, non-public information concerning an ... (more) SEC Files Insider Trading Charges Against Mark Cuban
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Monday links: bankruptcy vs. bailout
Abnormal Returns — ... Why quantitative techniques failed in the meltdown.  (Economist’s View) ...

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Quants: What Are They Doing These Days?
portfolio.com 1/7/2009 — I was talking about quant funds this afternoon, and got to wondering what on earth they're doing these days, given that their m.o., up until say the summer of 2007, was to find trading ideas, backtest them, try them out in real life for a while, and ...
The SEC
blogmaverick.com 11/30/2008 — First let me say that this has nothing to do with me, but given my interest in all things financial and the government during this financial crisis, I read with interest the Office of Inspector General’s Report to Congress regarding the SEC.  ...
America's Fear of Competition
tbm.thebigmoney.com 1/24/2009 — Although everybody claims to love the market, nobody  really  likes the rough-and-tumble of competition that produces the essential "creative destruction" of capitalism. At bottom, this abhorrence of competition and change are the common theme that ...
SEC looks to reassure investors (Reuters)
news.yahoo.com 2/8/2009 — Reuters - Securities and Exchange Commission officials looked to reassure investors on Friday that they would reinvigorate the agency's policing of Wall Street, improve the quality of credit ratings and said they expect to bring more cases against ...
SEC Skipped Normal Inspection of Madoff Hedge Fund
nakedcapitalism.com 12/14/2008 — So how did Madoff get away with his $50 billion fraud? Time will tell when and how it started, although I'd hazard the dot com bust. Madoff may have been unwilling to report losses, and assumed (initially) that no one would be hurt if he fibbed if ...
How the New SEC Enforcement Director Can Help Restore Investor Confidence
securitiesdocket.com 4/14/2009 — by Bruce Carton Robert Khuzami began his new job as director of the Enforcement Division at the Securities and Exchange Commission on March 30. His arrival marks the first change in leadership for the Enforcement Division since 200 Khuzami joins the SEC from Deutsche Bank AG in New York, ...
Transcript: March 11, 2009 Prepared Testimony of SEC Chairman Mary Schapiro Before House Financial Services Subcommittee
securitiesdocket.com 3/11/2009 — Normal 0 false false false MicrosoftInternetExplorer4 <! st1\:*{behavior:url(#ieooui) } --> <! /* Style Definitions */ table.MsoNormalTable {mso-style-name:"Table Normal"; mso-tstyle-rowband-size:0; mso-tstyle-colband-size:0; mso-style-noshow:yes; ...
Pondering Madoff as we enter 2009
ritholtz.com 12/23/2008 — Pondering Madoff as we enter 2009 by David Kotok December 23, 2008 David R. Kotok co-founded Cumberland Advisors in 1973 and has been its Chief Investment Officer since inception. He holds a B.S. in Economics from The Wharton School of the ...
SEC Stonewalls at Senate Hearings on Madoff (and Congressional Fireworks!)
nakedcapitalism.com 2/5/2009 — L'affaire Madoff gets more interesting by the day. I had though the failure to pursue the hedge fund scamster had more to do with incompetence and a disinclination to go after investment managers (insider trading cases, which is what seems to get ...
SEC Heal Thyself: Compliance Program Revamped
securitiesdocket.com 6/9/2009 — The Securities and Exchange Commission just hasn’t had enough bad news recently, so last month the media piled on even more: a probe of insider-trading allegedly going on inside the SEC. Specifically, the agency’s inspector general has found evidence of “suspicious activity, appearances of ...
So Much For Buying The Cubs: SEC Reportedly Charges Mark Cuban With Insider Trading In Mamma.comBARRONS.com: Tech Trader Daily 11/17/2008
Billionaire investor Mark Cuban the owner of the Dallas Mavericks basketball team, the HDNet television channels and various other assets, has been charged by the SEC with insider trading in shares of Mamma.com , a company now called Copernic ...
Cuban To Fight Insider Trading ChargesBARRONS.com: Tech Trader Daily 11/17/2008
On his blog , Mark Cuban said he intends to fight SEC civil charges that he engaged in insider trading in connection with his trading in securities of Mamma.com . “This matter, which has been pending before the Commission for nearly two ...