Submit a Story!
topics:

SEC Self-Funding: The Time Has Come
SEC Self-Funding: The Time Has Come
B. Carton As I argued in this column last month, the Securities and Exchange Commission budget has been well below where it should be for several years. This shortfall has caused the SEC to suffer a 10 percent reduction in staff and a cut of more than 50 percent in its new technology ...
Bernie Madoff Tape Reveals Ponzi Scammer Talking About SEC
Bernie Madoff Tape Reveals Ponzi Scammer Talking About SEC
abcnews.go.com — A new audio recording, obtained exclusively by ABC News, reveals Bernie Madoff carefully coaching a witness who was about to be interviewed about the Ponzi scammer's fraudulent investment firm, advising him that he could outsmart lawyers from the ... (more) Bernie Madoff Tape Reveals Ponzi Scammer Talking About SEC
Madoff Claimed He Was "On The Short List" To Be Next SEC Chairman
Madoff Claimed He Was "On The Short List" To Be Next SEC Chairman
huffingtonpost.com — Bernard Madoff once boasted that he "was on the short list" to be the next chairman of the Securities and Exchange Commission, according to a report issued Wednesday by the agency's internal watchdog. The blistering report offers new details into how ... (more) Madoff Claimed He Was "On The Short List" To Be Next SEC ...
Press Release: SEC Charges Seattle-Area Biotech Company With Fraudulently Hyping Stem Cell ...
sec.gov — FOR IMMEDIATE RELEASE 2009-195 Washington, D.C., Sept. 8, 2009— The Securities and Exchange Commission today charged a Bothell, Wash.-based biotechnology company, its former CEO, and its former Chief Scientific Officer for falsely telling investors ... (more) Press Release: SEC Charges Seattle-Area Biotech Company ...
Comments
Related: self-funding sec
Securities Docket A.M. News Wire for 2009-09-04
securitiesdocket.com 9/4/2009 — House, Senate Announce Hearings on SEC IG's Madoff Report # Can the SEC Be Sued for Failing to Catch Madoff? http://bit.ly/H72Hc # Ex-SEC Lawyer: Madoff Report Misses Point http://bit.ly/170deh # Schumer: SEC's "Incompetence" Requires Self-Funding http://bit.ly/xIsCP #  ...