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posted by rich4495 vote down flag
SEC Investigations of Hedge Fund Managers
richard-wilson.blogspot.com - 3/9/2009
SEC Investigations of Hedge Fund Managers
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SEC Investigations SEC Investigations of Hedge Funds Alex Akesson just sent me a note about a change in SEC investigation procedures for the next few years. In the future the SEC will be taking a number of steps to prevent further cases of fraud within the investment industry. One of these ...
What’s the Beef with Leveraged ETFs?
etftrends.com - 3/14/2009
What’s the Beef with Leveraged ETFs?
— etftrends.com — Leveraged exchange traded funds (ETFs) have seen a lot of popularity and garnered a lot of attention with the recent market decline. These ETFs have the ability to be two to three times long or short the market; all wrapped up in a single tradeable ... (more) What’s the Beef with Leveraged ETFs?

Comments vote down UpsideTrader found this 3/14/2009found this
Transcript: March 11, 2009 Prepared Testimony of SEC Chairman Mary Schapiro Before House Financial Services Subcommittee
securitiesdocket.com - 3/11/2009
Transcript: March 11, 2009 Prepared Testimony of SEC Chairman Mary Schapiro Before House ...
— securitiesdocket.com — Normal 0 false false false MicrosoftInternetExplorer4 <! st1\:*{behavior:url(#ieooui) } --> <! /* Style Definitions */ table.MsoNormalTable {mso-style-name:"Table Normal"; mso-tstyle-rowband-size:0; mso-tstyle-colband-size:0; mso-style-noshow:yes; ... (more) Transcript: March 11, 2009 Prepared Testimony of SEC ...

Comments vote down bcarton bcarton posted 3/11/2009posted this
sec.gov - 3/2/2009
SEC Warns Investors and Financial Firms of Government Impersonators
— sec.gov — The Securities and Exchange Commission today is warning investors and financial services firms about con-artists who may use the names of actual SEC employees to mislead potential victims. The agency also is providing information to help potential ... (more) SEC Warns Investors and Financial Firms of Government ...

Comments vote down Securities Docket found this 3/2/2009found this
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