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posted by Valueplays vote down flag
valueplays.blogspot.com - 3/13/2009
SEC Report on Short Selling
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To then SEC Commissioner Chris Cox dates 12/16/2008. Analysis of Short Selling Activity Publish at Scribd or explore others: Academic Work Disclosure ("none" means no position): Visit the ValuePlays Bookstore for Great Investing Books Enter ...
bloomberg.com - 3/19/2009
Naked Short Sales Hint Fraud in Bringing Down Lehman (Update1)
— bloomberg.com — March 19 (Bloomberg) -- The biggest bankruptcy in history might have been avoided if Wall Street had... been prevented from practicing one of its darkest arts. As Lehman Brothers Holdings Inc. struggled to survive last year, as many as 32.8 million ... (more) Naked Short Sales Hint Fraud in Bringing Down Lehman ...

Comments vote down The Big Picture found this 3/19/2009found this
Transcript: March 11, 2009 Prepared Testimony of SEC Chairman Mary Schapiro Before House Financial Services Subcommittee
securitiesdocket.com - 3/11/2009
Transcript: March 11, 2009 Prepared Testimony of SEC Chairman Mary Schapiro Before House ...
— securitiesdocket.com — Normal 0 false false false MicrosoftInternetExplorer4 <! st1\:*{behavior:url(#ieooui) } --> <! /* Style Definitions */ table.MsoNormalTable {mso-style-name:"Table... Normal"; mso-tstyle-rowband-size:0; mso-tstyle-colband-size:0; mso-style-noshow:yes; ... (more) Transcript: March 11, 2009 Prepared Testimony of SEC ...

Comments vote down bcarton bcarton posted 3/11/2009posted this
sec.gov - 3/9/2009
Press Release: SEC Charges Investment Adviser For Inventing a Billion-Dollar Client to Lure New ...
— sec.gov — FOR IMMEDIATE RELEASE 2009-51 Washington, D.C., March 9, 2009— The Securities and Exchange Commission today charged a... money manager with offices in New York and Rhode Island for falsely creating a billion-dollar client in order to gain credibility and ... (more) Press Release: SEC Charges Investment Adviser For ...

Comments vote down BloggingStocks found this 3/9/2009found this
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Related: report on short selling
Uptick Rule Test Report to SEC
valueplays.blogspot.com 3/13/2009 — This is the report given to SEC Christopher cox on 12/17/2008 regarding the "uptick rule". The "uptick rule" was designed to slow down short selling in stocks. Short selling is in essence selling a stock you do not own in the hope it will fall in price and you can buy it back later at a ...
Japan to Extend Short-Selling Limits, Report Says — DealBook
Japan will extend limits on the short-selling of stocks beyond the end of this month, Reuters reported, citing two sources. The move comes as the Japanese economy, the second-largest in the world after the United States, struggles to prop up its tumbling stock market. The regulatory Financial ...