securitiesdocket.com - 10/23/2009
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SEC's Amended BofA Complaint: New Claims, but No New Defendants http://bit.ly/4DoGnC #
Freddie Mac's Secrecy Pacts Face Court Test http://bit.ly/48dc2E #
Galleon Case Prompts Firms to Plug Leaks http://bit.ly/Rgc1B #
Victims of Sri Lankan rebels sue billionaire Rajaratnam in NJ ...
Securities Docket A.M. News Wire for 2009-05-24
securitiesdocket.com 5/24/2009 — SEC Press Release: SEC Takes Steps to Strengthen Existing Rules Governing Securities Trading by Personnel. http://bit.ly/bIzsL #
SEC to Step Up Internal Oversight, Monitor Stock Trades by Employees More Closely. http://bit.ly/HnmBL #
Securities Docket A.M. News Wire for 2009-08-25
securitiesdocket.com 8/25/2009 —
SEC and FINRA Will Examine Goldman's Trade Tips http://bit.ly/MpPib #
SEC's Schapiro Said to Name Kroeker as Agency's Top Accountant http://bit.ly/s0p0Y #
SEC Blames Law Firms for BofA's Failure to Disclose Merrill Bonuses http://bit.ly/hiS4x #
BofA Denies Misleading Its Investors on ...
Securities Docket A.M. News Wire for 2009-09-03
securitiesdocket.com 9/3/2009 —
Madoff Claimed He Was On "Short List" To Be SEC Chairman http://bit.ly/W00MU #
Schapiro: Statement on the Release of the Executive Summary of the IG's Report regarding the Madoff Fraud http://bit.ly/17nKfA #
Executive Summary of SEC IG’s Madoff Report Now Available ...
Securities Docket A.M. News Wire for 2009-09-04
securitiesdocket.com 9/4/2009 —
House, Senate Announce Hearings on SEC IG's Madoff Report #
Can the SEC Be Sued for Failing to Catch Madoff? http://bit.ly/H72Hc #
Ex-SEC Lawyer: Madoff Report Misses Point http://bit.ly/170deh #
Schumer: SEC's "Incompetence" Requires Self-Funding http://bit.ly/xIsCP #
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Securities Docket A.M. News Wire for 2009-11-10
securitiesdocket.com 26 days ago —
SEC's Luis Mejia to Join DLA Piper in D.C. http://bit.ly/30r6EH #
Prosecutors Want 33 Years for Jefferson on Bribery Charges http://bit.ly/3KJPdv #
Former SEC Enf. Lawyer Pleads Guilty in Dreier Case http://bit.ly/4kOKuT #
Senate Bill Will Allow Self-Funding of SEC ...
Securities Docket A.M. News Wire for 2009-08-15
securitiesdocket.com 8/15/2009 —
Stanford 'Wife' Should Face Contempt Charge: Lawyer http://bit.ly/4f60KD #
FACTBOX: SEC enforcement numbers over past 7 years http://bit.ly/11jKZJ #
Let The Bad Times Roll; Weil to Get Nearly $50 Million In Lehman http://bit.ly/N5mjJ #
Unshackled, Wall Street's cop goes hard on ...
Securities Docket A.M. News Wire for 2009-09-05
securitiesdocket.com 9/5/2009 —
Copy of Full SEC IG Report on Failure of SEC to Uncover Madoff’s Ponzi Scheme Available Here http://bit.ly/p5mPA #
Web Watch: Best Blog Posts and Columns For the Week Ending Sept. 4 http://bit.ly/18y5zu #
Australia: E&Y Reaches $125 Million Settlement in Sons of Gwalia Case ...
Securities Docket A.M. News Wire for 2009-10-15
securitiesdocket.com 10/15/2009 —
SEC deal could embarrass Ben Bernanke http://bit.ly/4kcftM #
Schwab Sees a Wells Notice on its Doorstep http://bit.ly/2uB8sq #
Calpers Rocked by 'Pay to Play' http://bit.ly/1Cy8JK #
Advisen: Securities Lawsuits Up in Third Quarter http://bit.ly/22×17I #
Video: Stanford ...