Submit a Story!
Votes
topics:

bcarton posted by bcarton vote down flag
Securities Docket A.M. News Wire for 2009-11-05
securitiesdocket.com - 30 days ago
Securities Docket A.M. News Wire for 2009-11-05
—
Archived Version of Nov. 4 Webcast-SEC Enforcement: Key Developments From FY 2009 And What May Be Ahead In FY 2010 http://bit.ly/VTZ2O # House Committee Approves Over $1 Billion in Additional Funds for SEC http://bit.ly/33t25m # SEC Sues Merge Healthcare, Former CEO and CFO, For ...
creditwritedowns.com - 26 days ago
Rick Bookstaber to join SEC
— creditwritedowns.com — For those of interested in seeing more robust and knowledgeable regulators in government service, the recent news... that Rick Bookstaber is joining the SEC is quite welcome. While I disagree vigorously with much of recent economic policy, I view the ... (more) Rick Bookstaber to join SEC

Comments vote down naked capitalism found this 26 days agofound this
Securities Docket A.M. News Wire for 2009-10-29
securitiesdocket.com - 10/29/2009
Securities Docket A.M. News Wire for 2009-10-29
— securitiesdocket.com — Galleon Paid Wall Street Banks Millions for "Edge" http://bit.ly/1k8PtF # Solicitor General, SEC Urge Supreme Court Not... to Take 'F-Cubed' Case http://bit.ly/LH2H6 # Judge lets huge WaMu securities lawsuit advance http://bit.ly/2p7HCX # Madoff Trustee Raises Cash Loss ... (more) Securities Docket A.M. News Wire for 2009-10-29

Comments vote down bcarton bcarton posted 10/29/2009posted this
Securities Docket A.M. News Wire for 2009-11-03
securitiesdocket.com - 11/3/2009
Securities Docket A.M. News Wire for 2009-11-03
— securitiesdocket.com — November 4 Webcast – SEC Enforcement: Key Developments From FY 2009 and What May Be Ahead in... FY 2010 http://bit.ly/P9imX # Ex-Broker Kovachev Pleads Guilty to Fraud in Dreier Case http://bit.ly/14m2IR # Report: DOJ's Mendelsohn May Move to Private Sector http://bit.ly/1iohJO # ... (more) Securities Docket A.M. News Wire for 2009-11-03

Comments vote down bcarton bcarton posted 11/3/2009posted this
Comments
Related Content
Securities Docket A.M. News Wire for 2009-05-24
securitiesdocket.com 5/24/2009 — SEC Press Release: SEC Takes Steps to Strengthen Existing Rules Governing Securities Trading by Personnel. http://bit.ly/bIzsL # SEC to Step Up Internal Oversight, Monitor Stock Trades by Employees More Closely. http://bit.ly/HnmBL #
Securities Docket A.M. News Wire for 2009-09-03
securitiesdocket.com 9/3/2009 — Madoff Claimed He Was On "Short List" To Be SEC Chairman http://bit.ly/W00MU # Schapiro: Statement on the Release of the Executive Summary of the IG's Report regarding the Madoff Fraud http://bit.ly/17nKfA # Executive Summary of SEC IG’s Madoff Report Now Available ...
Securities Docket News Wire for 2009-03-11
securitiesdocket.com 3/12/2009 — Archived Version and Materials Now Available For Today’s Subprime Litigation Webcast (Mar. 11). http://is.gd/mVLc # SEC Chairman Mary Schapiro testifying now before House subcommittee. Watch it live on C-Span. http://is.gd/30ic # Transcript: March 11, 2009 Prepared Testimony of SEC ...
Securities Docket A.M. News Wire for 2009-09-04
securitiesdocket.com 9/4/2009 — House, Senate Announce Hearings on SEC IG's Madoff Report # Can the SEC Be Sued for Failing to Catch Madoff? http://bit.ly/H72Hc # Ex-SEC Lawyer: Madoff Report Misses Point http://bit.ly/170deh # Schumer: SEC's "Incompetence" Requires Self-Funding http://bit.ly/xIsCP #  ...
Securities Docket News Wire for 2009-04-21
securitiesdocket.com 4/22/2009 — Archived Version and Materials Now Available For Today’s SEC Enforcement Update Webcast (April 21). http://bit.ly/6DUPA #sdx # Copy of the Special Inspector General for TARP’s Quarterly Report to Congress. http://bit.ly/1bsxRM #sdx # SEC’s Division of Corporation Finance Offers More ...
Archived Version of Nov. 4 Webcast–SEC Enforcement: Key Developments From FY 2009 And What May Be Ahead In FY 2010
securitiesdocket.com 11/4/2009 — An archived version of today’s webcast (”"SEC Enforcement: Key Developments From FY 2009 And What May Be Ahead In FY 2010″) is now available below. In addition, the materials from the webcast can also be downloaded at the link below. Webcast Materials: “ SEC ...
Securities Docket A.M. News Wire for 2009-09-05
securitiesdocket.com 9/5/2009 — Copy of Full SEC IG Report on Failure of SEC to Uncover Madoff’s Ponzi Scheme Available Here http://bit.ly/p5mPA # Web Watch: Best Blog Posts and Columns For the Week Ending Sept. 4 http://bit.ly/18y5zu # Australia: E&Y Reaches $125 Million Settlement in Sons of Gwalia Case  ...
Securities Docket P.M. News Wire for May 7, 2009
securitiesdocket.com 5/7/2009 — SEC To Ask Congress For More Authority To Seek Civil Penalties. http://bit.ly/13sJ2I 6 mins ago SEC’s Khuzami Seeks More Trial Lawyers Amid Surge in Inquiries. http://bit.ly/b4E2g 7 mins ago Khuzami: SEC Close To Hiring Director For NY Office. http://bit.ly/T90vo 8 mins ago Khuzami Calls ...
Securities Docket A.M. News Wire for 2009-08-25
securitiesdocket.com 8/25/2009 — SEC and FINRA Will Examine Goldman's Trade Tips http://bit.ly/MpPib # SEC's Schapiro Said to Name Kroeker as Agency's Top Accountant http://bit.ly/s0p0Y # SEC Blames Law Firms for BofA's Failure to Disclose Merrill Bonuses http://bit.ly/hiS4x # BofA Denies Misleading Its Investors on ...
Securities Docket A.M. News Wire for 2009-09-08
securitiesdocket.com 9/8/2009 — Canadian SEC is not the Answer http://bit.ly/2zKRr1 #
Financial Statement Manipulation An Ever-Present Problem For Investors — Investopedia.com Headlines 11/2/2009
The SEC has taken steps to eliminate this type of corporate fraud, but it remains a real risk for investors.