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bcarton posted by bcarton vote down flag
Securities Docket A.M. News Wire for 2009-11-06
securitiesdocket.com - 20 days ago
Securities Docket A.M. News Wire for 2009-11-06
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Octopussy and the Golden Goose http://bit.ly/2ODHk9 # AmLaw Video: Challenges Facing the SEC http://bit.ly/3WUZZJ # SEC, DOJ Charge "Octopussy" and Lawyers With Insider Trading http://bit.ly/2V5M7F # Mozilo's Motion to Dismiss is shot down by judge http://bit.ly/49wTcr  ...
Securities Docket A.M. News Wire for 2009-11-01
securitiesdocket.com - 25 days ago
Securities Docket A.M. News Wire for 2009-11-01
— securitiesdocket.com — Summary of SEC Insp. Gen. David Kotz's Interview of Bernard Madoff. http://bit.ly/1r5s6E # SEC Makes MASSIVE Friday-Afternoon... News Dump Of Madoff Documents http://bit.ly/11oyvr # ValueAct Capital Hedge Fund Ex-Officer Is Charged As Insider http://bit.ly/TbweQ # Madoff said he had a ... (more) Securities Docket A.M. News Wire for 2009-11-01

Comments vote down bcarton bcarton posted 25 days agoposted this
Securities Docket A.M. News Wire for 2009-11-10
securitiesdocket.com - 16 days ago
Securities Docket A.M. News Wire for 2009-11-10
— securitiesdocket.com — SEC's Luis Mejia to Join DLA Piper in D.C. http://bit.ly/30r6EH # Prosecutors Want 33 Years for Jefferson... on Bribery Charges http://bit.ly/3KJPdv # Former SEC Enf. Lawyer Pleads Guilty in Dreier Case http://bit.ly/4kOKuT # Senate Bill Will Allow Self-Funding of SEC  ... (more) Securities Docket A.M. News Wire for 2009-11-10

Comments vote down bcarton bcarton posted 16 days agoposted this
Securities Docket A.M. News Wire for 2009-11-05
securitiesdocket.com - 21 days ago
Securities Docket A.M. News Wire for 2009-11-05
— securitiesdocket.com — Archived Version of Nov. 4 Webcast-SEC Enforcement: Key Developments From FY 2009 And What May Be Ahead... In FY 2010 http://bit.ly/VTZ2O # House Committee Approves Over $1 Billion in Additional Funds for SEC http://bit.ly/33t25m # SEC Sues Merge Healthcare, Former CEO and CFO, For ... (more) Securities Docket A.M. News Wire for 2009-11-05

Comments vote down bcarton bcarton posted 21 days agoposted this
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Related: sec doj charge octopussy and lawyers, http://bit.ly/3j8oye
Securities Docket A.M. News Wire for 2009-11-08
securitiesdocket.com 18 days ago — Investigation Is Sending Shock Waves Through Silicon Valley http://bit.ly/h2Ppp # Lawyer for St. George company sued for insider trading http://bit.ly/3Dh0HV # SEC sees evolution in insider trading http://bit.ly/2iWLp9 # Hedge-Fund Giant SAC Surfaces in Trading Probe  ...
SEC, DOJ Charge “Octopussy” and Lawyers With Insider Trading
securitiesdocket.com 21 days ago — As SEC Enforcement Director Rob Khuzami said today , “If you find yourself chewing the card of a cell phone…something has gone terribly wrong.” Indeed. The SEC filed a huge insider trading case today against two lawyers, six Wall Street traders (including one dubbed “Octopussy”) ...
Securities Docket A.M. News Wire for 2009-11-07
securitiesdocket.com 19 days ago — Web Watch: Best Blog Posts and Columns For the Week Ending Nov. 6, 2009 http://bit.ly/1UiYNv # FINRA: How Well Do You Know Your Cleaning Crew? http://bit.ly/1Y7fHx # Thank You to Our Sponsors http://bit.ly/3qHefI # Former Jeffries Money Manager Indicted for Insider Trading  ...
Securities Docket A.M. News Wire for 2009-11-11
securitiesdocket.com 15 days ago — Dodd Bill Would Allow Investors To Sue People Who Aid In Fraud http://bit.ly/4fFfaJ # Satyam Argues Securities Litigation Against It Belongs in India http://bit.ly/422g7j # Two Former Bear Stearns Managers Found Not Guilty of Fraud http://bit.ly/250xtN # Lessons Taken From SEC ...
Securities Docket A.M. News Wire for Nov. 11, 2009
securitiesdocket.com 15 days ago — In Azerbaijan Bribery Case, Frederic Bourke Sentenced to One Year in Prison http://bit.ly/3×2bpq # SEC Hits Former Merriman General Counsel and CEO for Fraud on Their Watch http://bit.ly/stmP0 # Trader Says He Paid for Tips From Marvell Aide http://bit.ly/4DxnLb # Internal ...
Jobs of the Week — Dealbreaker
http://bit.ly/2Jtl2l"> http://bit.ly/2Jtl2l"> http://bit.ly/2Jtl2l"> Vice President - Wealth Management, New York, NY Prestigious full service investment boutique seeks Vice President - Wealth Management. Bachelor's degree with strong GPA and p5 years minimum investment banking ...
Recent Stock Market Chatter on Twitter – 2009-11-07 08:11:50.0 — Stock Market Analysis at DeepMarket
Stocks in the Twitter stream:2009-11-07 10:30:05.0 - White Hammer stock pick for 11/07/2009| $AAI | http://bit.ly/2MEBMJ2009-11-07 10:07:16.0 - PRESSTEK INC ($PRST): Stanley Freimuth, Jeffrey Cook Elected to Board, Director Frank D. Steenburgh R - http://www.implu.com/story/12230 #fb2009-11-07 ...