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Securities Docket A.M. News Wire for 2009-09-03
Securities Docket A.M. News Wire for 2009-09-03
Madoff Claimed He Was On "Short List" To Be SEC Chairman http://bit.ly/W00MU # Schapiro: Statement on the Release of the Executive Summary of the IG's Report regarding the Madoff Fraud http://bit.ly/17nKfA # Executive Summary of SEC IG’s Madoff Report Now Available ...
Madoff Claimed He Was "On The Short List" To Be Next SEC Chairman
Madoff Claimed He Was "On The Short List" To Be Next SEC Chairman
huffingtonpost.com — Bernard Madoff once boasted that he "was on the short list" to be the next chairman of... the Securities and Exchange Commission, according to a report issued Wednesday by the agency's internal watchdog. The blistering report offers new details into how ... (more) Madoff Claimed He Was "On The Short List" To Be Next SEC ...
Press Release: SEC Charges Seattle-Area Biotech Company With Fraudulently Hyping Stem Cell ...
sec.gov — FOR IMMEDIATE RELEASE 2009-195 Washington, D.C., Sept. 8, 2009— The Securities and Exchange Commission today charged a... Bothell, Wash.-based biotechnology company, its former CEO, and its former Chief Scientific Officer for falsely telling investors ... (more) Press Release: SEC Charges Seattle-Area Biotech Company ...
Securities Docket A.M. News Wire for 2009-08-30
Securities Docket A.M. News Wire for 2009-08-30
securitiesdocket.com — PwC preparing $100 billion claim against Lehman Brothers http://bit.ly/Qmj2S # Billion-dollar lawsuit could destroy top accountancy firms... http://bit.ly/173UMJ # Cauley Requests Delay in Sentencing to Continue Raising Money http://bit.ly/BFRDN # SEC Sues Faro Tech. Executive For ... (more) Securities Docket A.M. News Wire for 2009-08-30
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Securities Docket A.M. News Wire for 2009-09-04
securitiesdocket.com 9/4/2009 — House, Senate Announce Hearings on SEC IG's Madoff Report # Can the SEC Be Sued for Failing to Catch Madoff? http://bit.ly/H72Hc # Ex-SEC Lawyer: Madoff Report Misses Point http://bit.ly/170deh # Schumer: SEC's "Incompetence" Requires Self-Funding http://bit.ly/xIsCP #  ...
Securities Docket A.M. News Wire for 2009-05-09
securitiesdocket.com 5/9/2009 — SEC filing: Sun shareholders sue to block Oracle acquisition. http://bit.ly/IDkWD # Today’s Webcast (May 8): Materials Available Here for “Hedge Funds: A Brave New World of Regulation and Enforcement.” http://bit.ly/HedkG # US investors ask courts to allow UK schemes to participate in RBS class ...
Securities Docket A.M. News Wire for June 3, 2009
securitiesdocket.com 6/3/2009 — SEC's Schapiro says there is "a logic and efficiency that can be achieved between a merger of" SEC and CFTC; U.S. prosecutors several months away from deciding whether to bring case against Countrywide founder Angelo Mozilo; Gary Aguirre Claims Settlement With SEC Unraveled Due to His Criticism ...
Securities Docket A.M. News Wire for 2009-08-25
securitiesdocket.com 8/25/2009 — SEC and FINRA Will Examine Goldman's Trade Tips http://bit.ly/MpPib # SEC's Schapiro Said to Name Kroeker as Agency's Top Accountant http://bit.ly/s0p0Y # SEC Blames Law Firms for BofA's Failure to Disclose Merrill Bonuses http://bit.ly/hiS4x # BofA Denies Misleading Its Investors on ...
Securities Docket P.M. News Wire for May 7, 2009
securitiesdocket.com 5/7/2009 — SEC To Ask Congress For More Authority To Seek Civil Penalties. http://bit.ly/13sJ2I 6 mins ago SEC’s Khuzami Seeks More Trial Lawyers Amid Surge in Inquiries. http://bit.ly/b4E2g 7 mins ago Khuzami: SEC Close To Hiring Director For NY Office. http://bit.ly/T90vo 8 mins ago Khuzami Calls ...
Securities Docket A.M. News Wire for 2009-09-05
securitiesdocket.com 9/5/2009 — Copy of Full SEC IG Report on Failure of SEC to Uncover Madoff’s Ponzi Scheme Available Here http://bit.ly/p5mPA # Web Watch: Best Blog Posts and Columns For the Week Ending Sept. 4 http://bit.ly/18y5zu # Australia: E&Y Reaches $125 Million Settlement in Sons of Gwalia Case  ...
SEC Self-Funding: The Time Has Come
feedproxy.google.com 9/9/2009 — B. Carton As I argued in this column last month, the Securities and Exchange Commission budget has been well below where it should be for several years. This shortfall has caused the SEC to suffer a 10 percent reduction in staff and a cut of more than 50 percent in its new technology ...
Securities Docket A.M. News Wire for 2009-08-22
securitiesdocket.com 8/22/2009 — SEC Drops Backdating Case Against Former Pixar CFO Mather http://bit.ly/s7jFb # SEC eyes new defendant in ISE insider trading case http://bit.ly/yJKCW # Judge OKs another UnitedHealth options settlement # Michael Moore's “Capitalism: A Love Story” http://bit.ly/DkgrK # Former SEC ...
Securities Docket A.M. News Wire for 2009-06-23
securitiesdocket.com 6/23/2009 — FORMER CHAIRMAN OF THE BOARD OF AMERICAN ITALIAN PASTA COMPANY SETTLES SEC CHARGES. http://bit.ly/iQqk0 # American Dairy Announces Conclusion of SEC Inquiry. http://bit.ly/uQDNn # Manulife shares plunge in response to OSC investigation, potential lawsuit. http://bit.ly/8AKS3 # Madoff ...
Madoff Points at SEC, Laughs CondescendinglyThe Big Money 9/3/2009
Recommended reading: "SEC investigation: We missed Madoff"-- CNNMoney.com Photo cred: Travis Nicholson!
4 Stocks The Money Managers Love (CGMFX, F, TM, DRSVX, CEDC, KSCVX, WLT, AUERX, CBST)Investopedia.com Headlines 9/7/2009
Now that mutual funds have filed their holdings with the SEC, we take a look at some money-manager favorites.