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Securities Docket News Wire for 2009-03-11
Securities Docket News Wire for 2009-03-11
Archived Version and Materials Now Available For Today’s Subprime Litigation Webcast (Mar. 11). http://is.gd/mVLc # SEC Chairman Mary Schapiro testifying now before House subcommittee. Watch it live on C-Span. http://is.gd/30ic # Transcript: March 11, 2009 Prepared Testimony of SEC ...
Securities Docket News Wire for 2009-03-06
Securities Docket News Wire for 2009-03-06
securitiesdocket.com — The Comeback, Day 1: Securities Docket’s Interview with Tower Snow. http://is.gd/m5gO #... (more) Securities Docket News Wire for 2009-03-06
Transcript: March 11, 2009 Prepared Testimony of SEC Chairman Mary Schapiro Before House Financial Services Subcommittee
Transcript: March 11, 2009 Prepared Testimony of SEC Chairman Mary Schapiro Before House ...
securitiesdocket.com — Normal 0 false false false MicrosoftInternetExplorer4 <! st1\:*{behavior:url(#ieooui) } --> <! /* Style Definitions */ table.MsoNormalTable {mso-style-name:"Table... Normal"; mso-tstyle-rowband-size:0; mso-tstyle-colband-size:0; mso-style-noshow:yes; ... (more) Transcript: March 11, 2009 Prepared Testimony of SEC ...
Press Release: SEC Charges Investment Adviser For Inventing a Billion-Dollar Client to Lure New ...
sec.gov — FOR IMMEDIATE RELEASE 2009-51 Washington, D.C., March 9, 2009— The Securities and Exchange Commission today charged a... money manager with offices in New York and Rhode Island for falsely creating a billion-dollar client in order to gain credibility and ... (more) Press Release: SEC Charges Investment Adviser For ...
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Securities Docket News Wire for 2009-02-12
securitiesdocket.com 2/13/2009 — SEC: Return of $321 Million to Investors Underway in Alliance Capital Settlement. http://is.gd/jjXr #
Securities Docket News Wire for 2009-02-10
securitiesdocket.com 2/11/2009 — Colonial BancGroup hit with suit on belated bailout disclosure. http://tinyurl.com/da5hta # “Closing Argument for the Defense: The People vs. SEC Division of Enforcement.” http://is.gd/j27H #
Securities Docket News Wire for 2009-02-18
securitiesdocket.com 2/19/2009 — Attorney for Stanford’s “Disaffirmation” of Prior Statements Was Red Flag for SEC. http://is.gd/jX2F #
Securities Docket News Wire for 2009-02-08
securitiesdocket.com 2/9/2009 — Attorneys Seek $110 Million in Fees in UnitedHealth Group Options Backdating Settlement. http://is.gd/iPMW #
Securities Docket News Wire for 2009-03-12
securitiesdocket.com 3/13/2009 — Securities class action filed in the US D. Ct. for the N. D. of Ill. on behalf of purchasers of Corus Bankshares. http://tinyurl.com/cr8jks # Securities class action filed in the US District Court for the SDNY on behalf of purchasers of Perrigo Co. http://tinyurl.com/dab9×7 #  ...
Securities Docket News Wire for 2009-02-19
securitiesdocket.com 2/20/2009 — Robert Khuzami Named Director of SEC’s Enforcement Division. http://is.gd/k8vZ # Texas financier R. Allen Stanford Retains Williams & Connolly to Represent Him. http://is.gd/k6×1 # “Madoff Case Global Alliance of Law Firms” Meeting: A Seat at the Table. http://is.gd/k5yH # ...
Securities Docket A.M. News Wire for 2009-05-24
securitiesdocket.com 5/24/2009 — SEC Press Release: SEC Takes Steps to Strengthen Existing Rules Governing Securities Trading by Personnel. http://bit.ly/bIzsL # SEC to Step Up Internal Oversight, Monitor Stock Trades by Employees More Closely. http://bit.ly/HnmBL #
Securities Docket News Wire for 2009-02-13
securitiesdocket.com 2/14/2009 — UK: High Court Rejects Legal Challenge by Former Northern Rock Shareholders. http://tinyurl.com/b3rq63 # SEC Reportedly Probing Hedge Funds Trading in Advance of Negative Analyst Report. http://tinyurl.com/bphvyn # Hong Kong: Securities Regulators Scale Back Proposed Trading Blackout Rule. ...
Securities Docket News Wire for 2009-02-09
securitiesdocket.com 2/10/2009 — Securities class action filed against Rigel Pharmaceuticals in the US District Court for the N. District of California. http://is.gd/iWFD # Report: SEC Enforcement Chief Thomsen to Resign Monday. http://is.gd/iVBA # WSJ: Robert Khuzami Has Accepted SEC Enforcement Director Position, Announcement ...
Securities Docket News Wire for 2009-02-20
securitiesdocket.com 2/21/2009 — Sen. Grassley Pushes SEC to Investigate Allegations of Insider Trading at Lehman Bros. http://is.gd/kgKZ # Report: SEC Seeking Trading Information from Brokerage Firms on 17 Public Companies. http://is.gd/kgKJ # Madoff Trustee Says No Securities Purchased for Madoff Customer Accounts ...
Bernard Madoff: The Villain America NeededThe Big Money 3/10/2009
Dear Mr. Madoff: Before it’s too late, I wanted to thank you for all that you’ve done for America. It’s been reported that on Thursday you will plead guilty to 11 criminal charges, meaning you will spend the rest of your life in jail. A legacy ...