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The SEC’s massive Friday night dump…
The SEC’s massive Friday night dump…
By now, you’ve probably heard or read about the massive document dump that the SEC unleashed on Friday night: 536 exhibits related to the Bernie Madoff case. Reading all of these — even figuring out which ones are worth reading — was all but impossible, even if it wasn’t ...
I am going to be working at the SEC
rick.bookstaber.com — I will be working in the SEC's new division of Risk, Strategy and Financial Innovation as Senior... Policy Adviser to the Director. Here is a brief article and the SEC announcement . We are facing a critical time for defining the future of the ... (more) I am going to be working at the SEC
Rick Bookstaber to join SEC
creditwritedowns.com — For those of interested in seeing more robust and knowledgeable regulators in government service, the recent news... that Rick Bookstaber is joining the SEC is quite welcome. While I disagree vigorously with much of recent economic policy, I view the ... (more) Rick Bookstaber to join SEC
CEO Mozilo must face SEC fraud case
reuters.com — Gina Keating NEW YORK/LOS ANGELES (Reuters) - A federal judge rejected a request by Angelo Mozilo, the... former chief executive of mortgage lender Countrywide Financial Corp, to dismiss a U.S. Securities and Exchange Commission lawsuit accusing him of ... (more) CEO Mozilo must face SEC fraud case
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Madoff Report Exhibit List: Now in Usable Form!
Securities Docket — ... After some justifiable grumbling about this, the IG’s office has taken it upon itself to solve the problem.  Full details and a copy of a usable list are available in ...

Related: madoff exhibits
Take a Closer Look at the S.E.C. Madoff Exhibits
dealbook.blogs.nytimes.com 11/2/2009 — DealBook is summarizing the most interesting exhibits from the S.E.C.'s Madoff report. Readers are invited to help us by sorting through the documents themselves and posting interesting findings in the comments.
SEC Madoff exhibit list now available…footnoted.org
Yesterday, we poked at the SEC for not just dumping 6,100 pages of material on a Friday afternoon, but for failing to provide a road-map to the 536 exhibits . In separate conversations with me, a representative of the SEC and SEC Inspector General David Kotz suggested that it was the other ...
Madoff Lesson: Liars Can Thwart an SEC Investigationgary-weiss.com
The 536 exhibits released by the SEC Inspector General late Friday on Bernie Madoff don't seem to contain any explosive new revelations, but underscore an essential point about SEC investigations: if you are the target of a probe, just lie, again and again. The SEC won't check up, even if it's ...
Bernie Madoff Speaks! (and lies) While Arthur Levitt's Memory Fails Himgary-weiss.com
Notes of Bernie Madoff's interview with the SEC inspector general were released yesterday , and they make fascinating reading--as long as you keep in mind that Madoff was lying through his teeth, primarily to protect people. Here' s the SEC exhibits page, and here (PDF) is the record of ...
How to ruin a business journalist’s weekend, Bernard Madoff editionFT Alphaville
It might be bank failure Friday, but it's also "closer look at how the SEC utterly embarrassed itself r.e. Bernard Madoff" day. The SEC has released a detailed archive of exhibits compiled in support of the recently published report on the regulator's failure to uncover Bernard Madoff's epic ...
S.E.C. Releases Details of Madoff ReportDealBook
Hundreds of exhibits supporting a scathing report on the Securities and Exchange Commission's past investigations of Bernard L. Madoff were released on Friday by the author of the report, the agency's inspector general.