November 4 Webcast — SEC Enforcement: Key Developments From FY 2009 and What May Be Ahead in FY 2010
securitiesdocket.com 10/19/2009 — 2009 has ushered in a host of changes at the SEC, especially within the Division of Enforcement, which has been the subject of harsh criticism from the media, Congress, and its own inspector general in the wake of the subprime credit market meltdown and the Madoff scandal. Under the ...

Securities Docket A.M. News Wire for 2009-11-03
securitiesdocket.com 11/3/2009 — November 4 Webcast – SEC Enforcement: Key Developments From FY 2009 and What May Be Ahead in FY 2010 http://bit.ly/P9imX # Ex-Broker Kovachev Pleads Guilty to Fraud in Dreier Case http://bit.ly/14m2IR # Report: DOJ's Mendelsohn May Move to Private Sector http://bit.ly/1iohJO # ...

Today’s Webcast (Oct. 2) – Materials Available Here for
securitiesdocket.com 10/2/2009 — The presentation materials for today’s webcast (1 pm Eastern) entitled “ Credit Default Swaps: Recent Developments ” are now available here. Please visit the links below to download the presentation and other materials. Webcast Materials: “ Credit Default Swaps: ...

Archived Version and Presentation Materials Available Here for April 28 Webcast — “Inside the SEC Enforcement Division: Important Changes Ahead”
securitiesdocket.com 4/29/2009 — The archived copy of yesterday’s webcast entitled “Inside the SEC Enforcement Division: Current and Former SEC and DOJ Prosecutors Discuss Important Changes Ahead” can be viewed below. In addition, the presentation materials are also available here. Please visit the link below ...

FY 2010 President's Budget
whitehouse.gov 2/26/2009 — GENERAL NOTES All years referenced for economic data are calendar years unless otherwise noted. All years referenced for budget data are fiscal years unless otherwise noted. At the time of this writing, only three of the appropriations bills for 2009 ...

Today’s Webcast (April 28): Materials Available Here for “Inside the SEC Enforcement Division: Current and Former SEC and DOJ Prosecutors Discuss Important Changes Ahead”
securitiesdocket.com 4/28/2009 — The presentation materials for today’s webcast (2 pm Eastern) entitled “Inside the SEC Enforcement Division: Current and Former SEC and DOJ Prosecutors Discuss Important Changes Ahead” are now available here.

Today’s Webcast (August 5) – Materials Available Here for “Credit Default Swaps: Recent Developments”
securitiesdocket.com 8/5/2009 — The presentation materials for today’s webcast (2 pm Eastern) entitled “ Credit Default Swaps: Recent Developments ” are now available here. Please visit the link below to download the presentation. Materials: “Credit Default Swaps: Recent Developments”

SEC Enforcement Busy in First 9 Months of ‘09
securitiesdocket.com 10/27/2009 — In her speech today entitled “ The Road to Investor Confidence ” at the SIFMA Annual Conference, SEC Chairman Mary Schapiro provided some interesting Enforcement-related statistics for January-September 2009. The statistics indicate that the SEC has been quite busy this year as ...

Archived Version and Materials Now Available For Today’s SEC Enforcement Update Webcast (April 21)
securitiesdocket.com 4/21/2009 — The slides used in today’s webcast (”SEC Enforcement Update: A Wounded Animal is a Dangerous Animal”) are now available and can be obtained at the following link: ( click here ). In addition, the archived version of the webcast is now available below.

Today’s Webcast (April 28, 2 pm Eastern) — Inside the SEC Enforcement Division: Current and Former SEC and DOJ Prosecutors Discuss Important Changes Ahead
securitiesdocket.com 4/28/2009 — Today, Tuesday, April 28, 2009, KPMG Forensic is sponsoring a webcast entitled “Inside the SEC Enforcement Division: Current and Former SEC and DOJ Prosecutors Discuss Important Changes Ahead” that will feature George Curtis, the Deputy Director of the SEC’s Division of ...

Financial Statement Manipulation An Ever-Present Problem For Investors — Investopedia.com Headlines 11/2/2009
The SEC has taken steps to eliminate this type of corporate fraud, but it remains a real risk for investors.