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securitiesdocket.com - 3/11/2009

Transcript: March 11, 2009 Prepared Testimony of SEC Chairman Mary Schapiro Before House Financial Services Subcommittee

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gary-weiss.com:  What Mary Schapiro Left Out

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bloomberg.com - 3/19/2009

Naked Short Sales Hint Fraud in Bringing Down Lehman (Update1)

— bloomberg.com — March 19 (Bloomberg) -- The biggest bankruptcy in history might have been avoided if Wall Street had been prevented from practicing one of its darkest arts. As Lehman Brothers Holdings Inc. struggled to survive last year, as many as 32.8 million ... (more) Naked Short Sales Hint Fraud in Bringing Down Lehman ...

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Comments vote downundo vote up The Big Picture found this 3/19/2009found this

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etftrends.com - 3/14/2009

What’s the Beef with Leveraged ETFs?

— etftrends.com — Leveraged exchange traded funds (ETFs) have seen a lot of popularity and garnered a lot of attention with the recent market decline. These ETFs have the ability to be two to three times long or short the market; all wrapped up in a single tradeable ... (more) What’s the Beef with Leveraged ETFs?

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sec.gov - 3/9/2009

Press Release: SEC Charges Investment Adviser For Inventing a Billion-Dollar Client to Lure New ...

— sec.gov — FOR IMMEDIATE RELEASE 2009-51 Washington, D.C., March 9, 2009— The Securities and Exchange Commission today charged a money manager with offices in New York and Rhode Island for falsely creating a billion-dollar client in order to gain credibility and ... (more) Press Release: SEC Charges Investment Adviser For ...

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What Mary Schapiro Left Out
gary-weiss.com — The penny stock rag cover girl is living down to expectations Mary Schapiro, President Obama's bad choice for SEC chairman, testified before the House Financial Services committee today, deploying all the usual platitudes that is increasingly making her a kind of Chris Cox Jr. Not a word about issuer retaliation, and an obligatory sop to short-haters. According to her prepared testimony: The SEC adopted a package of measures designed to strengthen investor protections against naked short selling, ...