Submit a Story!
Web Watch: Best Blog Posts and Columns For the Week Ending Nov. 6, 2009
Here is the weekly summary for Securities Docket’s Web Watch (”This Week’s Best Blog Posts and Columns”): What Preet Bharara Spent to Get Galleon (The New York Observer) New York Observer | November 6, 2009 Preet Bharara spent some serious money to listen in on Galleon Group founder Raj ...
I am going to be working at the SEC
rick.bookstaber.com — I will be working in the SEC's new division of Risk, Strategy and Financial Innovation as Senior... Policy Adviser to the Director. Here is a brief article and the SEC announcement . We are facing a critical time for defining the future of the ... (more) I am going to be working at the SEC
Rick Bookstaber to join SEC
creditwritedowns.com — For those of interested in seeing more robust and knowledgeable regulators in government service, the recent news... that Rick Bookstaber is joining the SEC is quite welcome. While I disagree vigorously with much of recent economic policy, I view the ... (more) Rick Bookstaber to join SEC
CEO Mozilo must face SEC fraud case
reuters.com — Gina Keating NEW YORK/LOS ANGELES (Reuters) - A federal judge rejected a request by Angelo Mozilo, the... former chief executive of mortgage lender Countrywide Financial Corp, to dismiss a U.S. Securities and Exchange Commission lawsuit accusing him of ... (more) CEO Mozilo must face SEC fraud case
Comments
Related Content
Web Watch: Best Blog Posts and Columns For the Week Ending Oct. 16
securitiesdocket.com 10/16/2009 — Here is the weekly summary for Securities Docket’s Web Watch (”This Week’s Best Blog Posts and Columns”): FCPA … the “Law Version” of Baseball (FCPA Professor) FCPA Professor | October 16, 2009 The FCPA is quickly becoming the “law version” of baseball when ...
Web Watch: Best Blog Posts and Columns For the Week Ending August 7
securitiesdocket.com 8/8/2009 — Here is the weekly summary for Securities Docket’s Web Watch (”This Week’s Best Blog Posts and Columns”): Canadian Class Actions Take Off Friday, August 07, 2009 3:03 PM In April, one of Canada’s top plaintiffs-side class action firms, Windsor, Ontario-based Sutts Strosberg, hired ...
Web Watch: Best Blog Posts and Columns For the Week Ending Sept. 11
securitiesdocket.com 9/11/2009 — Here is the weekly summary for Securities Docket’s Web Watch (”This Week’s Best Blog Posts and Columns”): Should UBS Be Held Accountable For Selling Toxic CDOs? – The Atlantic Business Channel (The Atlantic) The Atlantic | September 11, 2009 A Superior Court judge has ruled that ...
Web Watch: Best Blog Posts and Columns For the Week Ending June 12
securitiesdocket.com 6/13/2009 — Here is the weekly summary for Securities Docket’s Web Watch (”This Week’s Best Blog Posts and Columns”): MATTHEW GOLDSTEIN, REUTERS (June 12, 2009): How to Fix the SEC Here are five things Schaprio can do right away to dust the cobwebs off and get the 75-year-old agency back into the ...
Web Watch: Best Blog Posts and Columns For the Week Ending Sept. 18
securitiesdocket.com 9/18/2009 — Here is the weekly summary for Securities Docket’s Web Watch (”This Week’s Best Blog Posts and Columns”): Do Shareholder Class Actions Make Sense? (Michael Orey, BusinessWeek) Business Week | September 18, 2009 Judge Rakoff’s ruling in the SEC-BofA case prompts a question that ...
Web Watch: Best Blog Posts and Columns For the Week Ending Mar. 20
securitiesdocket.com 3/20/2009 — Here is the weekly summary for Securities Docket’s Web Watch (”This Week’s Best Blog Posts and Columns”): CONGLOMERATE (March 20, 2009): But Enough About Me, Let’s Talk About My Article Usha Rodrigues on her new article addressing the problem of how we we can ever know if companies are ...
Web Watch: Best Blog Posts and Columns For the Wee
securitiesdocket.com 9/25/2009 — Here is the weekly summary for Securities Docket’s Web Watch (”This Week’s Best Blog Posts and Columns”): Move SEC’s Enforcement to DOJ? Good Grief… (TheCorporateCounsel.net Blog) TheCorporateCounsel.net Blog | September 25, 2009 Sometimes I see something that causes my ...
Web Watch: Best Blog Posts and Columns For the Week Ending Mar. 27
securitiesdocket.com 3/27/2009 — Here is the weekly summary for Securities Docket’s Web Watch (”This Week’s Best Blog Posts and Columns”): SCOTUSBLOG (March 27, 2009): Argument Recap: Yeager v. US At Monday’s oral argument in Yeager v. United States, the Supreme Ct. wrestled with claims of double jeopardy by a former ...
Web Watch: Best Blog Posts and Columns For the Week Ending August 21, 2009
securitiesdocket.com 8/21/2009 — Here is the weekly summary for Securities Docket’s Web Watch (”This Week’s Best Blog Posts and Columns”): San Francisco SEC Office Trying to Slim Down, Toughen Up (The Recorder) The Recorder | August 21, 2009 After weathering criticism for being too lax, the Securities and Exchange ...
Web Watch: Best Blog Posts and Columns For the Week Ending July 3
securitiesdocket.com 7/4/2009 — Here is the weekly summary for Securities Docket’s Web Watch (”This Week’s Best Blog Posts and Columns”): LUCIUS T. OUTLAW III, MAYER BROWN (July 1, 2009): Texas Federal Court Widens Door to Internal Investigation Materials The court’s reasoning that the concern for possible impending ...
Financial Statement Manipulation An Ever-Present Problem For InvestorsInvestopedia.com Headlines 24 days ago
The SEC has taken steps to eliminate this type of corporate fraud, but it remains a real risk for investors.